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23 Oct 2015, 3:00 am by Broc Romanek
The SLB also touches on the Rule 14a-8(i)(7) litigation playing out in Trinity Wall Street v. [read post]
20 Sep 2010, 10:08 am by Kara OBrien
  Non-Enforcement Matters  SEC Adopts Interim Rule for Registration of Municipal Advisers  In the first of several rules that the SEC is required to adopt under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Reform Act), the SEC on September 2, 2010 adopted a temporary rule to require municipal advisers to be registered by October 1, 2010. [read post]
20 Apr 2020, 3:57 am by SHG
When I learned that Mary Anne Franks taught criminal law, criminal procedure and First Amendment law at Miami law school, it didn’t seem possible. [read post]
1 Feb 2019, 6:05 am
Emmerich and Robin Panovka, Wachtell, Lipton, Rosen & Katz, on Wednesday, January 30, 2019 Tags: Antitrust, CFIUS, Cross-border transactions, Disclosure, Distressed companies, International governance, Merger litigation, Mergers & acquisitions, SEC, Securities regulation, Taxation Corporations are People Too (And They Should Act Like It) Posted by Kent Greenfield (Boston College), on Wednesday, January 30, 2019 … [read post]
3 Jun 2014, 5:46 am
., an elegant former Wall Street lawyer who was by then losing his eyesight. [read post]
22 Mar 2018, 4:31 pm by Kevin LaCroix
” According to the Wall Street Journal (here), the 2016 settlement with Merrill Lynch was the second-largest ever with a Wall Street bank. [read post]
9 Dec 2014, 2:57 pm by Lucy Reed
Y v Z (Publicity: Sch 1 Proceedings) [2014] EWHC 650 (Fam), [2014] 2 FLR (forthcoming and reported above at p 973) is a judgment on appeal before Bodey J with a rather different factual background, and where the use of material was constrained not by s 98 but by the duty of confidentiality that flows from the duty of full and frank disclosure in financial proceedings. [read post]
2 Sep 2014, 4:27 am by Kevin LaCroix
Supreme Court held in Fifth Third Bank v. [read post]
3 Apr 2012, 1:03 am by Kevin LaCroix
Supreme Court’s March 26, 2012 issuance of its unanimous opinion in the Credit Suisse Securities (USA) LLC v. [read post]
6 Aug 2018, 9:30 pm by Jonathan H. Adler
Somers, a unanimous Court agreed that the definition of “whistleblower” in the Dodd-Frank Wall Street Reform and Consumer Protection Act was “clear and conclusive. [read post]
11 Jul 2014, 10:35 am by Tara Hofbauer
James Pohl, the judge in the Guantanamo case of U.S. v. [read post]
6 Jan 2017, 5:50 am by Justin S. Daniel
” Among the actions the CFPB alleges violated the Dodd-Frank Wall Street Reform and Consumer Protection Act are representations made by the agencies that services would be free or only cost $1, when in fact those services cost around $16 per month. [read post]
16 Jun 2016, 9:30 pm by Justin Daniel
Writing for the Brookings Institution, Lisa V. [read post]