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17 Oct 2014, 6:21 am by SHG
Copyright © 2014 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
15 Oct 2014, 5:22 am by SHG
H/T Jordan Rushie Copyright © 2014 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
1 Oct 2014, 3:07 am
October 30, 2014 - 2 PM: In re PHNJ, LLC, Serial No. 85690501 [Section 2(e)(1) mere descriptiveness refusal of MEMORY CARE LIVING for "management of health care clinics for others" ].Read comments and post your comment here.TTABlog note: Any predictions? [read post]
21 Jul 2014, 1:28 pm by Mary Jane Wilmoth
Hernandez, The Wealth Management Partners, LLC, Wealth Financial, Limited Liability Company, DFHR Investments, Inc., and HD Mile High Marketing, Inc.Administrative Proceeding File No. [read post]
11 Jul 2014, 8:42 am by Mark Astarita
The team has over 50 years of combined experience serving clients as Wealth Managers. [read post]
9 Jul 2014, 9:43 am
The issue came up in Personal Liberty Media Group, LLC (Trademark Trial & Appeal Bd. [read post]
9 Jul 2014, 6:41 am by Adam Weinstein
Diehl was also registered with investment advisors and established an RIA firm, Diehl Wealth Management Group, LLC, in October 2010, and terminated registration in August 2011. [read post]
1 Jul 2014, 3:00 am by nedaj
. **** Date: July 2, 2014 Sponsor: exane asset management Event: Education Session No 484 – Summer Cocktails at exane asset management Location: Paris, France Date: July 2, 2014 Sponsor: CACEIS Event: Education Session No. 483 – EMIR Regulation: The Impacts on Italian Financial Market Location: Milan, Italy Date: July 8, 2014 Sponsor: Chicago Board Options Exchange Event: Education Session No. 485 – Volatility Strategies: Is Now the Time to Be More… [read post]
4 Jun 2014, 6:38 am by Doug Cornelius
Valente withdrew over $2 million to pay his personal expenses, far in excess of the 1% management he was entitled to. [read post]
29 May 2014, 10:26 am by D. Daxton White
While working for Western International Securities, Schrader allegedly sold clients investment funds in Liberty State Benefits of Pennsylvania through his company, Schrader Wealth Management. [read post]
28 May 2014, 3:43 am by SHG
Copyright © 2013 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
8 May 2014, 3:08 pm by D. Daxton White
However this is one of the first class actions to claim that UBS Ag’s wealth management group violated its fiduciary duty when selling proprietary products included in the UBS Puerto Rico Family of Funds. [read post]
9 Apr 2014, 1:18 pm by Abby Wein
According to the Wall Street Journal’s Marketwatch, last month, three wealth managers, Eric St-Cyr, Joshua VanDyk and Patrick Poulin were arrested in Miami and charged with money laundering and conspiracy to launder money on behalf of U.S. [read post]
4 Apr 2014, 3:00 am by SHG
They didn’t drive flashy cars or show off their wealth. [read post]
1 Apr 2014, 5:42 am by Adam Weinstein
  Mallett is also associated or is involved in Biltmore Wealth Advisors, LLC, Capital Financial Management, Ltd, South Race Street, LLC, Red Rock, LLC, Mango Lizard LLC, and EZ Plan LLC. [read post]
13 Feb 2014, 5:02 am by Cooper, Adel & Associates
And even if you are married, all assets don’t automatically go to your spouse—much of it depends on state laws, says Josh Fatoullah, founder and C.E.O. of JR Wealth Advisors LLC. [read post]
3 Feb 2014, 11:40 am
Sweet entered judgment in favor of plaintiffs Debra Schatzki and BPP Wealth, Inc. in their trademark infringement action against defendant Weiser Capital Management, LLC and others after a bench trial. [read post]