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3 Feb 2014, 12:40 pm
Maria Coelho has posted The Impact of Securities Transaction Taxes on Financial Market Activity: France and Italy's Unilateral FTTs on SSRN with the following abstract: We look at the effect of the introduction of financial transaction taxes in equity markets... [read post]
24 Jun 2014, 1:53 pm
On June 20, 2014 at Economic Club of New York, Chair Mary Jo White offered remarks on Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors. [read post]
23 Oct 2010, 12:41 pm
Securities Intermediaries and the Separation of Ownership from Control, by Jill E. [read post]
18 Dec 2013, 2:14 pm
On December 17, 2013, Mike Rothman, Commissioner of the Minnesota Department of Commerce, submitted a written statement on behalf of North American Securities Administrators Association (NASAA) to the Senate Judiciary Committee. [read post]
31 Oct 2009, 12:08 pm
Extraterritoriality as Standing: A Standing Theory of the Extraterritorial Application of the Securities Laws, by Erez Reuveni, United States Second Circuit Court of Appeals, was recently posted on SSRN. [read post]
13 Apr 2011, 1:33 pm
Yesterday it was reported that enough investors had accepted the $180 million settlement offer by Securities America and its parent Ameriprise to make it happen. [read post]
2 Jul 2011, 2:47 pm
What is Securities Fraud? [read post]
25 Jan 2024, 12:27 pm
Bjerre, Investment Securities, 78... [read post]
25 Aug 2022, 11:05 am
The following law review articles relating to securities regulation are now available in paper format: John P. [read post]
9 Apr 2018, 4:27 pm
The following law review articles relating to securities regulation are now available in paper format: Jill E. [read post]
31 Oct 2005, 6:30 pm
"Data security" is a new mantra with many faces. [read post]
20 Jan 2019, 8:28 am
Fairfax, The Securities Law Implications of Financial Illiteracy, 104 Va. [read post]
8 Sep 2022, 10:41 am
The following law review articles relating to securities regulation are now available in paper format: J.R. [read post]
20 Jun 2022, 12:24 pm
The following law review articles relating to securities regulation are now available in paper format: Nicholas Bartlett, Note, Honing in on Hardware: Data Security Concerns of Large Companies, 52 U. [read post]
18 Apr 2023, 10:49 am
The following law review articles relating to securities regulation are now available in paper format: Patrick M. [read post]
29 Mar 2020, 9:06 am
The following law review articles relating to securities regulation are now available in paper format: Christina M. [read post]
29 Oct 2024, 12:12 pm
Chaffee, Securities Regulation and Administrative Deference in the Roberts Court, 47 Seattle U. [read post]
31 Jul 2024, 5:03 pm
: A Negligence Standard for Section 14(a) of the Securities Exchange Act of 1934, 75 Baylor... [read post]
21 Mar 2023, 1:50 pm
The following law review articles relating to securities regulation are now available in paper format: Kendall Savage Dunne, Comment, A Rising Tide: Exploring the Viability of Pursuing Climate Change Accountability through Securities Fraud Litigation, 127 Penn St. [read post]
1 Nov 2005, 12:30 am
"Data security" is a new mantra with many faces. [read post]
