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25 Jun 2018, 5:21 am
SEC Charges 13 Private Fund Advisers for Repeated Filing FailuresThe SEC announced settlements with 13 registered investment advisers who repeatedly failed to provide required information that the agency uses to monitor risk.SEC Charges Investment Banker in Insider Trading SchemeAn employee of a prominent investment bank has been charged with repeatedly using his access to highly confidential information in order to place illicit and profitable trades in advance of deals on which the… [read post]
25 Jun 2018, 4:41 am
On 22 June 2018, the FCA issued a statement supporting the views expressed by the European Banking Authority (EBA) in an opinion and draft guidelines on the Regulatory Technical Standards (RTS) on strong customer authentication and common and secure communication under the revised Payment Services Directive (PSD2). [read post]
25 Jun 2018, 3:23 am
In reality, that platform turned out to be little more than a plank from which many customers were prodded into walking to the end and then plummeting into the murky waters of financial ruin. [read post]
23 Jun 2018, 7:04 am
Customs and Border Protection, FOIA request. [read post]
22 Jun 2018, 3:15 pm
He has helped hotels, restaurants, retailers, shopping centers, banks and other commercial property owners defend more than 600 ADA cases. [read post]
22 Jun 2018, 2:31 pm
Did customers experience bad executions? [read post]
22 Jun 2018, 2:31 pm
Did customers experience bad executions? [read post]
22 Jun 2018, 11:05 am
Miller, the Court held that a defendant had no right to privacy in his banking records, as they were business records belonging to the bank. [read post]
22 Jun 2018, 8:51 am
His closest family was a brother, Richard Archer, and Richard's 6 children (loosely referred to as "the Archers").[3] Jack executed a will in 1991 that left the bulk of his roughly $7.5 million estate to the Archers, including a 1,000-acre ranch, mineral interests, homes, life insurance, bank accounts, a large coin collection, and many other assets. [read post]
22 Jun 2018, 7:23 am
We see nearly identical fares, a reduced value proposition for economy customers, unbundling of services into new profit centers, and an emphasis on attracting higher margin business customers. [read post]
22 Jun 2018, 7:23 am
We see nearly identical fares, a reduced value proposition for economy customers, unbundling of services into new profit centers, and an emphasis on attracting higher margin business customers. [read post]
22 Jun 2018, 6:51 am
The court opines that Fellheimer’s testimony consists of opinions on sound banking customs, but also legal conclusions regarding breaches of loan documents by the defendants. [read post]
22 Jun 2018, 3:05 am
Wells Fargo mobile check deposit system involves the use of alignment guides and feedback indicators which are designed to assist customers in orienting the camera, features covered by the USAA patents. [read post]
21 Jun 2018, 2:53 pm
When a breach does happen, the company is obligated (by law in some states) to notify its customers in a timely manner of the breach, including the time frame of the breach and how many customers were affected. [read post]
21 Jun 2018, 10:26 am
An attorney who was censured in New Jersey received the same sanction as reciprocal discipline in New York On February 25, 2015, Arthur Alte IV, a TD Bank customer, cashed a check for $1,185.65 at the drive-up window of the... [read post]
21 Jun 2018, 8:02 am
On 20 June 2018, there was published an opinion of Advocate General Tanchev in an Austrian Supreme Court case that concerned whether a particular kind of bank account referred to as an online direct savings account, whereby the customer has unlimited access to the funds in the account but all transfers to and from that account to third parties must be carried out through another account called a reference account, falls within the notion of a ‘payment account’ under… [read post]
21 Jun 2018, 6:56 am
Would a FI face an enforcement action from the FDIC or other banking regulator if it shared customer data with a FinTech startup and that startup were breached? [read post]
21 Jun 2018, 6:55 am
The findings also stated that in order to effect the transactions, Lott falsely certified to his firm on suitability forms for different customers that he had discussed the benefits and costs of the transactions with the customers identified on the forms. [read post]
21 Jun 2018, 6:00 am
For example, a bank may send in false information to blackball its best customer, in order to keep that customer from seeking better terms at competing banks. [read post]
21 Jun 2018, 3:27 am
Also, the Commission will include on its list third countries with low transparency on beneficial ownership information, no appropriate and dissuasive sanctions or which do not cooperate nor exchange information; centralised bank account registers or retrieval systems – Member States are required to set up centralised bank account registers or retrieval systems to identify holders of bank and payment accounts. [read post]
