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12 Jan 2014, 1:25 pm
Indeed, in the last few years, the commitments made in the G20 have been the roadmap for financial reform and ensuring that every financial product, every market and every activity is suitably regulated.At its latest summit, the G20 noted that all major jurisdictions have implemented new global capital standards under Basel 3; have completed frameworks for OTC derivatives to be traded on exchanges or electronic trading platforms, centrally cleared, and reported; have identified… [read post]
12 Jul 2016, 6:10 am
Since the outcome of the Brexit referendum was announced, the continuing availability of these financial services passports has emerged as the primary concern of larger financial institutions. [read post]
11 Sep 2014, 1:38 pm
Nelson, J.D.House Financial Services Committee Chairman, Jeb Hensarling (R-Tex.), gave a speech yesterday at The Allan P. [read post]
17 Aug 2020, 10:40 pm
The Minister of Finance, has published amendments to the Financial Sector Regulations under Gazette 43581 intended to simplify the process of appointing the Commissioner and Deputy Commissioner of the Financial Sector Conduct Authority (FSCA). [read post]
19 May 2013, 8:17 pm
In light of the financial crisis and changes to international auditing and accounting standards, the UK Financial Reporting Council proposed revisions to its guidance for outside auditors of company financial statements on financial instruments. [read post]
3 Apr 2011, 10:19 pm
The C&D orders are a barely a slap on the wrist for the largest consumer financial fraud case in history. [read post]
3 Apr 2007, 12:03 pm
On Monday, New Century Financial filed for Chapter 11 bankruptcy protection in Delaware. [read post]
17 Mar 2020, 7:11 am
On 2 March 2020, we reported that HM Treasury had published a letter it had sent to Valdis Dombrovskis, European Commissioner for Financial Stability, Financial Services and Capital Markets Union concerning the UK’s preparations for assessments of financial services equivalence. [read post]
16 Jul 2010, 1:38 pm
A brief summary of the legislation is provided by the House Financial Services Committee, while Steven M. [read post]
6 Feb 2018, 8:50 am
Countrywide Pre-Paid Legal Services has a financial wellness plan that provides needed assistance. [read post]
2 Sep 2010, 7:44 am
A California based national asset management company, Financial Asset Services, Inc., announced a new service to contact distressed homeowners who are nonresponsive: they will knock on the homeowner's doors! [read post]
30 Jan 2009, 9:29 am
IMC Financial Services, LLC ("IMC") and American Financial Corp. d/b/a National Foreclosure Counseling Services ("NFC"), so-called mortgage "foreclosure consultants", both with offices in Florida, have been sued by Minnesota Attorney General Lori Swanson alleging that they targeted homeowners facing foreclosure with illegal up-front fees and empty promises to save their homes. [read post]
10 Dec 2010, 2:48 am
The CFSL Bulletin is published by big firm Foley & Lardner, and CFSL stands for Consumer Financial Services Litigation. [read post]
19 Jun 2024, 9:13 am
On 19 June 2024, the Financial Conduct Authority (FCA) published an update on its review of the treatment of domestic Politically Exposed Persons (PEPs) by financial services firms. [read post]
28 Nov 2011, 4:14 am
An inquirer recently asked the New York Department of Financial Services Office of General Counsel (the “OGC”) whether (1) lunch bought for an insurance producer by an insurer qualifies as compensation to be disclosed under Regulation 194 (effective January 1, 2011); and (2) if it qualifies, how should an insurer maintain a record of the cost of that lunch when multiple producers are present at the lunch, but only one is the binding producer? [read post]
9 May 2017, 6:31 pm
Today’s report shares information industry can use to comply with federal consumer financial law. [read post]
1 Mar 2010, 10:51 am
Similar shareholder votes are expected over the coming weeks at the other major financial services institutions. [read post]
3 Nov 2023, 8:10 am
Therefore, investing in financial wellness plans for your employees that include an asset inventory service can be a game-changer for them. [read post]
14 Jun 2012, 7:20 am
Nelson is a senior associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and Washington, D.C. offices, and a co-leader of the firm’s Financial Institutions Enforcement & Investigations Task Force. [read post]
8 Oct 2007, 12:30 pm
For example, the regulatory body for the financial services industry in the United Kingdom, (the Financial Services Authority or "FSA"), has published its know your customer rules in Discussion Paper 22, at pages 9-13. [read post]
