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14 Aug 2020, 12:43 pm by Sarah Aberg and Christopher Bosch
According to FINRA, JKR missed other red flags, including passport irregularities, investment advisory and power of attorney relationships among the customers, one customer’s control of three accounts, unusual transfers and journal entries that served no business purpose, and account inactivity that called into question a customer’s reason for using the firm’s services. [read post]
14 Aug 2020, 8:59 am by Richard Altieri, Benjamin Della Rocca
” While WeChat is used widely in China, it has limited market penetration in the United States. [read post]
14 Aug 2020, 3:02 am by Liz Dunshee
” The report makes 5 recommendations – but the upshot, as explained in this WSJ article, would be to ban Chinese companies from listing on US exchanges unless they comply with US audit requirements. [read post]
14 Aug 2020, 3:00 am by Jim Sedor
The data is also used when deciding the boundaries of legislative districts. [read post]
12 Aug 2020, 5:00 pm
Today those masters are mere corporations and major governments, both augmented by AI. [read post]
12 Aug 2020, 2:35 pm by Matthias Weller
SCHILL Linking Private and Public International Law: the Example of Determining Corporate Nationality in Germany’s Investment Treaty Network Anja SEIBERT-FOHR La fonction et le contenu de la dignité humaine en droit international Dennis SOLOMON Internationale Entscheidungskollisionen zwischen staatlicher Gerichtsbarkeit und privater Schiedsgerichtsbarkeit Andreas SPICKHOFF Gerichtsstände und grenzüberschreitender Autokauf im Internet Michael STÜRNER… [read post]
11 Aug 2020, 9:36 am by Rob Robinson
About NexLP NexLP‘s Story Engine™ uses AI and machine learning to derive actionable insight from structured and unstructured data to help legal, corporate and compliance teams proactively mitigate risk and untapped opportunities faster and with a greater understanding of context. [read post]
11 Aug 2020, 6:00 am by Kevin Kaufman
Since corporations owed less in corporate income tax each year, there was concern that the need for tax credits would fall, reducing investment for LIHTC-financed projects. [read post]
10 Aug 2020, 8:00 am by John Jascob
King & Co., the Florida State Board of Administrators, the Investment Company Institute, JPMorgan, LACERA, the New York State Common Retirement Fund, Okapi Partners, Parametric Portfolio Associates, Trian Fund Management, the Washington State Investment Board, and Wilson, Sonsini Goodrich & Rosati. [read post]
10 Aug 2020, 7:59 am by Eleonora Rosati
Sessions varied from "Collaboration Is Key: Public and Private Sectors Working Together on Sustainability Efforts" to a UN keynote speaker on "Investing in Our Future: UN Development Program. [read post]
10 Aug 2020, 3:06 am by Liz Dunshee
For example, investment firm “bots” had a big advantage as they crawled the web. [read post]
9 Aug 2020, 1:00 pm by Gene Takagi
For purposes of this post, we’ll use the term nonprofit to refer to a nonprofit corporation classified as a public charity, and the term charitable purpose to refer to all 501(c)(3)-consistent exempt purposes. [read post]
7 Aug 2020, 11:35 am by Robert Chesney
One of these involved the Committee on Foreign Investment in the United States (CFIUS). [read post]
7 Aug 2020, 8:17 am by Kevin Kaufman
However, such a change would risk a negative impact on business investment and hiring. [read post]