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3 Jan 2007, 4:07 am
CheckFree said the deal for Carreker, a Dallas-based provider of payments technology and consulting services for the financial services industry, will help it expand its [...] [read post]
11 Mar 2015, 4:00 pm
PNC Financial Services Group Inc. intends to appeal an order to pay $390.5 million in damages from the alleged National Prearranged Services Inc. insurance scheme for prepaid funeral services. [read post]
5 May 2010, 11:21 pm
The European Union's financial services commissioner, Michel Barnier, vented his frustration with American-based credit ratings agencies Wednesday as Moody's Investors Service put Portugal on review for another possible downgrade that could make it more difficult for the country to service its debt. [read post]
30 Mar 2004, 8:11 pm
In international law news Tuesday, the European Parliament has approved the proposed Investment Services Directive and the proposed Transparency Directive which are expected to increase competition in the European market for financial services. [read post]
20 Mar 2016, 7:25 am
The investment lawyers of Gana LLP are investigating a regulatory action brought by the Financial Industry Regulatory Authority (FINRA) against Ameriprise Financial Services, Inc. [read post]
27 Jul 2009, 6:29 pm
The Corporations Legislation Amendment (Financial Services Modernisation) Bill 2009, if passed, will require margin lenders and advisers to obtain a licence and be subject to supervision and enforcement by ASIC. [read post]
23 Aug 2016, 12:00 am
We offer a free initial consultation to military service members and their families who feel they may have been victimized by a financial advisor. [read post]
27 Jun 2018, 11:58 pm
Nash Davis is an Associate Attorney in the Corporate, Tax and Estate Planning Practice Group at BoltNagi PC, a full service business law firm serving the U.S. [read post]
20 Jun 2019, 11:20 am
Charlotte Henry is making the move in the wake of an investigation that found gross misconduct and dishonesty in many parts of the financial sector, including in Australia's major banks. [read post]
19 May 2008, 12:50 pm
The Securities Industry and Financial Markets Association, SIFMA, offers a 2-hour CLE Legal Ethics Workshop on Tues., June 3, 2008, in New York City. [read post]
16 Aug 2024, 2:19 pm
Unlike many divorce mediators, which may enter their profession after careers in financial management, psychology, or therapy, Mr. [read post]
3 Nov 2020, 4:00 am
CPAs often see themselves as financial watchdogs, especially when they are providing traditional accounting or auditing services. [read post]
9 Sep 2021, 7:04 am
On 7 September 2021, TheCityUK published a new international strategy that seeks to return the UK to being the world’s leading international financial centre within five years. [read post]
30 Oct 2009, 9:35 am
" Specifically, the legislation would establish a "Financial Services Oversight Council" to identify financial companies and financial activities that should be subject to "heightened prudential standards in order to promote financial stability and mitigate systemic risk". [read post]
14 Aug 2009, 8:10 pm
Still no answer to the important question of what happens if the servicing factoring company goes Chapter 7, insolvent or is otherwise financially impaired. [read post]
9 May 2023, 4:33 am
DuBree Investment Adviser UBS Financial Services Inc. [read post]
1 Nov 2023, 1:12 pm
Alan Kaplinsky, Senior Counsel in and former Practice Group Leader of Ballard Spahr’s Consumer Financial Services Group and frequent host of the Consumer Finance Monitor Podcast (a weekly podcast episode sponsored by our Consumer Financial Services Group) was recently the special guest of Bloomberg Intelligence analysts Elliott Stein and Nathan Dean on their podcast, Votes and Verdicts. [read post]
18 Jul 2023, 8:15 am
In our latest Regulation Tomorrow Plus podcast, Global Director of Financial Services Knowledge, Simon Lovegrove is joined by London financial services partners Jonathan Herbst and Hannah Meakin, who share their views on the key takeaways from the Chancellor’s recent Mansion House speech and the government’s response to the UK Investment Research Review. [read post]
5 Aug 2015, 8:55 am
National financial services law firm Maurice Wutscher LLP has opened its 11th office, hiring financial services attorney Eric Rosenkoetter to lead the firm’s Texas litigation matters in its new Austin office. [read post]
3 May 2013, 3:34 am
Read OnNASAA Investor Advisory: Financial Service ProvidersThe North American Securities Administrators Association ("NASAA") has posted: Investor Advisory: Financial Service Providers, which helps invest... [read post]
