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23 Mar 2015, 10:01 pm
Meanwhile, a trial begins today for Dutch meat trader Willy Selten in Den Bosch. [read post]
17 May 2011, 11:39 am
Until that time, the SEC will continue to pursue traders for conduct that it is either unable or unwilling to define, and will continue to waste its limited resources by exceeding what it may lawfully regulate. [read post]
31 Oct 2019, 10:08 am
This rule was recently addressed by the Ninth Circuit Court of Appeals: “It is well-settled that, as a general matter, the Sherman Act does not restrict the …right of a trader or manufacturer engaged in an entirely private business, freely to exercise his own independent discretion as to parties to who he will deal. [read post]
28 Jun 2007, 4:49 am
Naughton, 806 F.2d 361, 365 (2d Cir.1986); see also Deutsche Bank, 7 N.Y.3d at 71-72, 850 N.E.2d at 1143, 818 N.Y.S.2d at 167 (determining that there was jurisdiction over a sophisticated institutional trader from Montana who "knowingly initiat[ed] and pursu[ed] a negotiation with [plaintiff] in New York [via instant messaging] that culminated in the sale of $15 million in bonds," thus "enter[ing] New York to transact business").FN13FN13. [read post]
18 Aug 2008, 11:51 am
The Court then went on to make a very important observation: it held that a domestic trader and an exporter stand on different footings. [read post]
22 Apr 2010, 5:00 am
Brokers and traders of a broker-dealer related to the Fund who are Series 7 registered. [read post]
8 Mar 2018, 9:30 pm
Think of administrative agencies, and you often think of their efforts to enforce the law, such as environmental regulators fining polluters or financial regulators taking inside traders to court. [read post]
20 Sep 2010, 8:00 am
Others include, used car dealership ads, auto trader magazines, Kelly’s Blue Book or Edmunds.com. [read post]
3 Dec 2010, 2:54 am
This means that no other traders can use the term for chestnuts -- even if they come from the chestnut's catchment area -- if their products do not comply with the specification for the use of that term. [read post]
27 Sep 2008, 11:38 am
Times Business online reported this morning: "Leaders of the Church of England launched fierce attacks on the world's stock market traders last night, condemning them as bank robbers and asset strippers and calling for a judicial review into Britain's financial services. [read post]
18 Dec 2009, 8:30 am
His lawyers disputed the government's reliance on Roomy Khan, an Intel Corp employee and former trader who was convicted of wire fraud in California in 2002 for passing confidential information to Galleon and Rajaratnam when she was an employee of Intel, and who is cooperating with the government. [read post]
1 Apr 2010, 3:43 am
The Department also contended that RBC could only have earned capital gains from the transfer of securities as FIIs can only be investors but not traders in securities. [read post]
16 Aug 2010, 2:49 pm
Disqualifications under Sections 8a(2) and (3) include, for example: suspension or revocation of prior NFA registration a permanent or temporary injunction from (i) acting as an FCM, IB, floor broker, floor trader, CTA, CPO, associated person, securities broker, etc.; or (ii) activity involving embezzlement, theft, extortion, fraud, misappropriation of funds, etc. a conviction within 10 years for a felony that (i) involves transactions or advice concerning futures contracts; (ii) arises… [read post]
29 Feb 2008, 3:11 am
Why SocGen called the trader a "rogue" when the bank was tipped off to concerns about his strategy in November, but allowed him to continue trading while he was apparently generating gains. [read post]
27 May 2011, 4:44 pm
" Cato's Sallie James explains perhaps the biggest reason why free traders should loudly object to the Obama administration's new demand that the price for its submission of pending FTAs with Korea, Colombia and Panama is expanded Trade Adjustment Assistance. [read post]
Do Buyers Need A Signed Offer Or Purchase And Sale Agreement For The April 30th Tax Credit Deadline?
26 Apr 2010, 7:37 am
Traders are taking that to mean the economic recovery is at a slower pace than previously thought. [read post]
31 Oct 2003, 9:28 am
What happens if an automated security system causes a trader to miss a $100 million trade? [read post]
28 Nov 2022, 9:02 am
One trader reportedly deleted messages after he was told that regulators wanted those messages as part of their investigation. [read post]
12 Aug 2010, 2:38 pm
"We were negative on subprime," Thomas Maheras, former chief trader for Citigroup and co-CEO of Citi Markets and Banking, reportedly admitted to Congresses’ Financial Crisis Inquiry Commission. [read post]
21 Nov 2012, 7:43 am
How many other stock traders used their services to meet with people who have inside information. [read post]
