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17 Aug 2013, 10:17 am by Submitted Posting
Katz, CIPP/US, CCEP Partner and Leader of Nelson Mullins Information Security and Privacy Practice Group Dan Schroeder, CPA, CIA, CISA, CIPP/IT, PCI-QSA Partner-in-Charge Information Assurance Services Jodi Daniels Director of Privacy AutoTrader.com Usman Ghani Managing Director Infinium Strategy Group, Inc. [read post]
10 Jul 2024, 6:51 am by Kevin LaCroix
Securities Litigation and cased cited therein) and/or statements of a generic nature (see Goldman Sachs Group, Inc. v. [read post]
29 Jul 2020, 9:04 am by Green, Schafle & Gibbs
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, and/or Fined by FINRAMoloney Securities Co., Inc. [read post]
9 Aug 2023, 9:28 am by The White Law Group
        According to his FINRA broker report, Lickhai Quach has been affiliated with the following firms during his career in the securities industry, including the following:  01/06/2012 – 03/10/2023, TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164), ROCKVILLE, MD, B, 04/12/2002 – 01/06/2012, WORLD GROUP SECURITIES, INC. [read post]
14 Mar 2018, 9:00 pm by Zuri Blackmon
Dot Law, Inc. says that this ensures legal services clients can trust that any practitioner using a .law domain name is a real lawyer (no such verification is required for domains in .com). [read post]
5 Aug 2018, 10:16 pm by Sandra Sithole
The cases are Nautilus Insurance Co.vs Shawn Owens Inc. and Scottsdale Insurance Co. v GS Thadius LLC. [read post]
6 Apr 2017, 4:00 am by Administrator
Michael Maschke, CEO of Sensei Enterprises, Inc. [read post]
16 Jun 2022, 2:07 pm by Holly Brezee
The following are the key federal broker-dealer statutes that an issuer (or company) using an unregistered finder should be aware of: Section 15(a)(1) of the Securities Exchange Act of 1934 (Exchange Act) prohibits anyone from “effecting a transaction in securities” or “attempt to induce the purchase or sale of any security” unless they are registered as a broker or dealer under the Financial Industry Regulatory Authority,… [read post]
  One government expert conducted a survey of certain security screening checkpoints during limited periods of time in an effort to document instances of alleged non-use of the patented method. [read post]
  One government expert conducted a survey of certain security screening checkpoints during limited periods of time in an effort to document instances of alleged non-use of the patented method. [read post]
25 Apr 2019, 3:57 am by Edith Roberts
Yesterday the court ruled 5-4 in Lamps Plus Inc. v. [read post]