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1 Sep 2009, 4:03 am
Given the continued decline in property values this year, another re-assessment will likely benefit many taxpayers (yeah!) [read post]
26 Nov 2007, 9:47 am
So if you're billing by the hour, what should your invoice look like? [read post]
30 Sep 2009, 11:00 pm
The other high value category of tools is project management, which is critical when you’re trying to manage costs and client expectations. [read post]
17 Jan 2009, 5:18 pm
And if you’re expecting a quick “yes” vote, don’t hold your breath. [read post]
11 Mar 2010, 7:37 pm
He says: If Republicans figure out some nuclear level of obstruction that could actually derail the reconciliation process, then they will effectively own the worst elements of the Senate bill, and Democrats can just spend their time hammering Republican obstructionism that has so lost touch with reality that they'd rather keep legislation they're against than let Democrats fix it. [read post]
5 Oct 2009, 4:04 pm
And that is so even though I do not support Cynthia Creem's Senate bill, but support instead the much more comprehensive reforms of the House bill. [read post]
5 Oct 2021, 6:02 am
Less than a month after his recall victory, a re-energized Governor Gavin Newsom has gone on the offensive, signing numerous bills and passing orders to address the state’s homelessness crisis, police misconduct, historical injustices suffered by California’s Black entrepreneurs and the Native American community, and the continuing COVID-19 crisis. [read post]
14 Aug 2020, 5:49 am
UPDATE: No Rationale And No Explanation In FINRA Arbitration Decision (BrokeAndBroker.com Blog)FINRA Arbitration Awards Online CrashesFINRA Disciplinary Actions Online CrashesChancery Court Declines to Excuse Demand Upon Directors In MetLife Derivative SuitIn re MetLife Inc. [read post]
24 Apr 2023, 3:33 am
(Financial Advisor IQ by Glenn Koch) In re: Facebook, Inc. [read post]
31 Jan 2022, 2:35 am
FINRA the Sheriff of Nothing-ham and Robinhood (BrokeAndBroker.com Blog)In re: JANUARY 2021 SHORT SQUEEZE TRADING LITIGATION (This Document Relates to the Robinhood Tranche) (Order SDFL)CFTC Charges South Florida Resident and His Firm for Operating a $9.8 Million Commodity Futures and Options Fraud (CFTC Release)Cardinal Health Agrees to Pay More than $13 Million to Resolve Allegations that it Paid Kickbacks to Physicians (DOJ Release)SEC Denies Enforcement Testimonial Subpoena for… [read post]
24 Apr 2023, 3:33 am
(Financial Advisor IQ by Glenn Koch) In re: Facebook, Inc. [read post]
20 Jan 2015, 8:24 am
With increasing number of deals, we're also seeing rising numbers of enforcement actions involving misconduct attendant to selling those deals, among which is the perennial favorite Private Securities Transaction or PST. [read post]
24 Apr 2023, 3:33 am
(Financial Advisor IQ by Glenn Koch) In re: Facebook, Inc. [read post]
20 Jun 2020, 1:50 am
BREAKING NEWS: In re: Michael T. [read post]
8 May 2020, 6:31 am
SEC Charges Morgan Stanley Smith Barney With Providing Misleading Information to Retail Clients / Settlement Will Create $5 Million Fund to Benefit Harmed Investors (SEC Release)FINRA Imposes Fine and Suspension for Rep's Transmittal of Customer Documents Via EmailIn the Matter of Sune Gaulsh, Respondent (FINRA AWC)FINRA Imposes Fine and Suspension for Rep's Fraternal Benefit Society Short-cutIn the Matter of Robert Nordaune, Respondent (FINRA AWC)CityMD mistakenly told 15,000 people with… [read post]
8 Aug 2020, 2:21 am
UPDATE: Ir-Rationale FINRA Merrill Lynch EFL Arbitration Decision Cited By Tax Court (BrokeAndBroker.com Blog)FINRA Announces Results of Governor Elections / Firms Elect Wendy Lanton as Small Firm Governor, Re-Elect Jim Nagengast as Large Firm Governor (FINRA Release)New Jersey Broker Sentenced to Prison for "Cherry-Picking" Scheme (DOJ Release)FINRA Imposes Fine and Suspension for Rep's Willful Nondisclosure of Tax LiensIn the Matter of Steven Michael Voce, Respondent… [read post]
21 Sep 2015, 3:16 am
I'm not quite sure of the actual 2015 statistics, but I'll bet you that about half of the staffing on Wall Street is female -- and we're talking stockbrokers, traders, back-office, support, commissioned, and salaried folks. [read post]
11 Sep 2024, 12:12 pm
If you or a loved one is recovering from a workplace injury, you’re likely counting on your workers’ compensation benefits to cover bills and lost wages. [read post]
25 May 2010, 8:11 am
Various consequential amendments are made to the Act to re- flect the addition of Parts II.1 and II.2. [read post]
8 Mar 2012, 12:00 pm
Tell this to anyone who is seriously behind on their bills, though, and they’ll give you a severe quizzical look. [read post]
