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27 Oct 2016, 8:48 am
It quotes OCR Director Jocelyn Samuels as stating, “This settlement underscores the importance of leadership engagement and why it is so critical for the C-suite to take HIPAA compliance seriously. [read post]
16 Jun 2020, 2:18 pm
Simply stated, if the Mandiant report was not created in anticipation of litigation, then per Judge Anderson, it is not subject to the work-product doctrine protection. [read post]
3 Jan 2022, 12:39 pm
(Please note that these figures reflect only federal court securities class action lawsuit filings; the filing numbers do not include state court securities class action lawsuit filings during the year.) [read post]
18 Aug 2019, 8:18 pm
In my view, the definition should have been stated in the various conflict of interest guidelines or code. [read post]
4 Jul 2024, 9:05 pm
Let me begin by stating that my views are my own as a Commissioner and not necessarily those of the U.S. [read post]
3 Jul 2012, 11:31 am
Rearden LLC v. [read post]
11 Feb 2008, 11:20 pm
Charter was named as defendants along with some of its executives, independent auditor, and vendors and customers. [read post]
9 Mar 2023, 7:36 am
It is a future state where the law is unknowable in real time and on demand, and we can start doing things that we were not previously able to do because the law was either difficult to ascertain or we did not have a normative consensus around what the law ought to be. [read post]
15 Feb 2024, 9:08 pm
An external auditor’s confirmed AUSTRAC’s concerns regarding Gold Corporation’s non-compliance with its anti-money laundering obligations. [read post]
23 Sep 2024, 3:13 am
This week, we sit down with Ted Theodoropoulos, CEO of InfoDash and host of the Legal Innovation Spotlight podcast. [read post]
13 Jan 2012, 2:46 am
These issues are particularly important now (9/2/11) as Google pays off a $500 million forfeiture for promoting the sale of illegal drugs that drew a shareholder lawsuit (if for no other reason that the $500 million payment that kept irresponsible officers out of jail was made with the shareholders’ money), sends Eric Schmidt into a Senate meeting and is bracing for a raft of wrongful death, manslaughter or other charges that could come from grieving parents and… [read post]
7 May 2024, 12:15 am
Blind and low-vision people have experienced remarkable gains in information literacy because of digital technologies, like being able to access an online library offering more than 1.2 million books that can be translated into text-to-speech or digital Braille. [read post]
16 Apr 2012, 12:48 am
Often there are other parties (auditors, underwriters) who are named as defendants but who are strangers to the D&O policy. [read post]
9 Oct 2023, 6:32 am
On August 25, 2023, two SEC compliance and disclosure interpretations (“C&DI”) were issued related to these quarterly disclosures.[1] C&DI 133A.01 states that Item 408(a)(1) of Regulation S-K does not require disclosure of termination of a plan that ends due to expiration or completion of the plan in accordance with its terms, without any action by an individual. [read post]
2 Jun 2011, 8:40 am
DLA has been a member of FINRA since 1976 and is a privately-held brokerdealer that operates a total of six branches in the New York tri-state area and Florida. [read post]
24 Jul 2012, 3:01 am
Why Crunch Mode Doesn't Work: 6 Lessons There's a bottom-line reason most industries gave up crunch mode over 75 years ago: It's the single most expensive way there is to get the work done. by Evan Robinson Executive Summary When used long-term, Crunch Mode slows development and creates more bugs when compared with 40-hour weeks. [read post]
20 Jun 2010, 6:32 pm
To Securities and Exchange Commission Chief Accountant Wayne Carnall: In my first Open Letter, I asked the Securities and Exchange Commission Division of Corporation Finance to review Medifast's (NYSE: MED) revenue recognition policy to determine if it complies with Generally Accepted Accounting Principles (GAAP) and SEC Staff Accounting Bulletin Topic 13. [read post]
8 Sep 2009, 2:56 am
Each fall for the last three years I have taken a look at the current trends and hot topics in the world of D&O. [read post]
8 Apr 2020, 1:30 pm
Outrank Your Competitors and Increase New Client Acquisition Lawyer Search Engine Optimization in 2023 A Guide for Attorneys and Law Firms In this post, we present the 5 key elements which we’ve found work for getting attorneys and law firms top rankings on search engines like Google and Bing. [read post]
24 Mar 2022, 2:30 pm
Francis KeanNoona BarlowOn this site, I try to keep my readers up to date on the latest developments in the world of directors’ and officers’ liability and insurance. [read post]