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5 Jan 2009, 9:54 am
Previous studies have been primarily motivated by perceptions of blockholders as controlling entities, but new research questions may be motivated by conceptualizing them as informed traders. [read post]
26 May 2022, 10:00 am by Will Troutman (US)
  Industry is seeking clear, objective compliance rules, including, among other measures: A comprehensive list of entities tied to the XUAR, developed transparently with input from stakeholders Clear procedures for responding to US Customs detentions under the Act, including the type of documentation needed to prove the materials or products are not connected to forced labor Bright line due diligence standards, including use of accredited third party supply chain auditors to verify traceability… [read post]
31 Mar 2008, 8:15 pm
We understand that his first "diligent attendance to family matters" will be to sell his children to Thai slave traders for a small annual honorarium and a share of next year's Bangkok "monster Thai stick" production. [read post]
14 Feb 2009, 3:54 pm
This allows short-traders to take advantage of "stale" foreign securities prices by selling or buying shares belonging to a mutual fund's corresponding sub-account and then rapidly buying or selling the shares when the foreign market shows the most current value movement. [read post]
7 Jul 2011, 7:22 pm
 So free traders really need to ask themselves the following question: If the President refuses to yield and a joint TAA-FTA package passed under fast track really ends up being the only way forward, is it worth it? [read post]
17 Apr 2011, 1:14 pm by Frank Pasquale
Justice, we are told, must take a backseat to the whims of bond traders, who might be spooked if officials did something as outrageous as follow legally required procedures. [read post]
15 Oct 2008, 6:53 am
  My Wall Street friends talk in Wall Street jargon about what went wrong and how it should be fixed, but they really have no ideas other than how to keep their jobs intact and what would make traders happy over the next five minutes. [read post]
13 May 2021, 2:16 pm by Silver Law Group
Commonly known as “bribes” or “kickbacks,”  these corrupt practices may include: Misappropriating nonpublic material that a trader would want to know Payments made to get business connected to trading and advising, dealing with derivatives or swaps, and making those payments from investor funds Any action that affects, impacts, or manipulates the prices of derivatives Individuals engaging in such activity may be charged with fraud, manipulation, false reporting,… [read post]
2 Feb 2009, 7:41 am
to lump groups of disparate individuals together to make a political point, it’s important to note: * that many of the institutions in this bonus pool didn’t receive TARP money; * that a number of the banks (the biggies in particular) didn’t “ask[] for taxpayers to help sustain them,” as this article explains (and note Secretary Geithner’s presence at the meeting described); * that the bonuses were generally for the rank and file… [read post]
5 Dec 2010, 6:00 am by Steven Kaufhold - Guest
First Derivative Traders (2009), the Fourth Circuit addressed the question of whether a company may have primary liability under the federal securities laws even if the alleged misstatements that are the basis for the violation are explicitly attributed to another company. [read post]
13 Feb 2011, 2:12 pm by Mike
Who is more likely to be at Arianna Huffington's BBQ - you, or a trader from Goldman Sachs? [read post]
2 Aug 2011, 11:28 am by Mike
I actually have more respect for working Americans than traders, but my views and yours don't matter. [read post]
The enforcement actions against individuals included significant numbers of individuals at financial institutions, as well as individual traders at proprietary trading firms and managed funds. [read post]
26 Sep 2018, 10:38 am by Race to the Bottom
Due to this vulnerability, cautious traders often store their holdings in offline wallets and move funds to an exchange just long enough to place trades (William Peaster, Blockonomi). [read post]
17 Oct 2011, 12:12 pm by Moria Miller
He had to wait around a few years, watching bankers and traders borrow billions and bet on new products he knew they didn’t understand, but in 2007, he was vindicated.The market meltdown that year was almost perfectly timed for the release of his 2008 book on the crisis, The Trillion Dollar Meltdown, which predicted that investors would lose at least that much money to the reckless behavior of Wall Street. [read post]
25 Nov 2010, 1:15 am
", in which a Singapore scholar asks why it is so hard for a foreign trader to protect its interest in England, and "Arbitration of Patent Disputes in Turkey" by Armagan Ebru Bozkurt Yüksel. [read post]
20 Mar 2009, 11:20 am
The act of marking-to-market provides necessary information and can impose discipline on risk-taking and risk management.At securities firms and elsewhere, he continued, to protect the accuracy and integrity of the financial institution's books and records and to support the CFO's attestation concerning the fair value of the firm's inventory as of a certain date, an independent group of financial controllers verifies monthly that traders' marks are accurate and unbiased.… [read post]
6 Oct 2010, 2:22 pm by Josh Sturtevant
.- SocGen 'rogue trader' Jerome Kerviel received his sentence for cheating the French bank's controls and losing nearly $5 billion in a series of increasingly aggressive trades. [read post]
24 Jul 2007, 1:52 pm
At a very young age, I superficially became what I thought the post-second wave liberal feminist should be - an independent woman with money and access to power who functioned in an almost entirely male environment of Wall Street investment bankers, traders and salesmen. [read post]
9 Feb 2012, 8:57 am by Richard Painter
    Much of this information is public in the sense that citizens who want it can get it, but it may not be widely known to traders in securities markets. [read post]