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1 Jul 2016, 4:49 am
The House Financial Services Committee has now released a “discussion draft” of the bill’s text. [read post]
24 Mar 2020, 2:47 pm
The Order generally identifies 14 business sectors that are “COVID-19 Essential Services” that may continue operations: Healthcare, public health and human services Law enforcement, public safety and first responders Food and agriculture Energy Water and wastewater Transportation and logistics Public works Communications and information technology Community-based essential functions and government operations Critical manufacturing Hazardous materials Financial… [read post]
4 May 2021, 9:05 pm
AML compliance plays a critical role in the design and offering of innovative financial products and services. [read post]
23 May 2024, 8:56 am
The changes seek to make the fee model fairer by recovering some of the FOS’s costs from CMCs and representatives as well as financial services firms. [read post]
9 Jul 2019, 12:42 am
The exemption will only be available under exceptional circumstances, and in any case not for persons performing an internal control function, or persons directly involved in performing financial services to consumers. [read post]
29 Mar 2018, 9:00 am
Department of Justice (DOJ) and Internal Revenue Service (IRS) challenging the right of whistleblowers to obtain a financial reward based on disclosing information that results in the criminal prosecution of tax evaders. [read post]
18 Jan 2012, 3:49 pm
The elderly are prime targets for financial scams. [read post]
15 Oct 2019, 9:36 am
Of particular relevance to financial services is the ‘Financial Services Bill’. [read post]
30 Apr 2024, 8:22 am
We are honored to be part of your estate planning journey every step of the way, and we are committed to making sure you have the right tools to achieve your financial goals. [read post]
22 Jan 2014, 8:37 am
Urban, Attorney In January 2013 the Consumer Financial Protection Bureau (“CFPB”) issued wide reaching rules governing the mortgage industry which became effective as of January 10, 2014. [read post]
16 Jul 2023, 3:34 pm
The distribution of marital assets and debts is another critical element of financial settlement. [read post]
5 Sep 2010, 12:32 pm
In addition, the Financial Services Authority and Financial Reporting Council noted that many firms face increasing complexity in their products, services, financial instruments, global regulation, and accounting requirements. [read post]
9 Nov 2006, 10:38 am
John Hancock is a wholly owned US subsidiary of Manulife Financial Corporation, a major Canadian-based financial services group with a global reach into 19 countries and territories worldwide.. [read post]
12 Apr 2021, 10:00 pm
The Financial Services Agency of Japan (FSA) recently submitted a bill to the National Diet of Japan including certain amendments to finance-related laws for purposes of strengthening Japan’s financial system and financial stability in response to social and economic changes caused by the COVID-19 pandemic. [read post]
6 Jun 2023, 9:53 am
$1.4 billion in AUM and 40 employees moving to Cetera RIA provides holistic financial planning services to more than 1,800 high-net-worth individuals, families and retirees LOS ANGELES, June 6, 2023 /PRNewswire/ -- Cetera Holdings, the holding company of Cetera Financial Group, the premier financial advisor Wealth Hub where financial advisors and institutions can [...] [read post]
20 Mar 2008, 4:53 am
The Financial Services Authority said it was investigating whether some traders had spread "unfounded rumors" about British financial institutions over the [...] [read post]
12 Apr 2021, 10:00 pm
The Financial Services Agency of Japan (FSA) recently submitted a bill to the National Diet of Japan including certain amendments to finance-related laws for purposes of strengthening Japan’s financial system and financial stability in response to social and economic changes caused by the COVID-19 pandemic. [read post]
12 Apr 2021, 10:00 pm
The Financial Services Agency of Japan (FSA) recently submitted a bill to the National Diet of Japan including certain amendments to finance-related laws for purposes of strengthening Japan’s financial system and financial stability in response to social and economic changes caused by the COVID-19 pandemic. [read post]
5 Oct 2020, 2:52 pm
As a seasoned executive whose financial services career has spanned more than 16 years in wealth management and banking, Mellendick is responsible for building and leading the forthcoming Financial Partners division of SECU. [read post]
12 Apr 2021, 10:00 pm
The Financial Services Agency of Japan (FSA) recently submitted a bill to the National Diet of Japan including certain amendments to finance-related laws for purposes of strengthening Japan’s financial system and financial stability in response to social and economic changes caused by the COVID-19 pandemic. [read post]
