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24 Jan 2024, 11:18 am
He is allowed to remain free on a $300 million bond secured by his yacht, named the Aviva, and private aircraft.The Government asserted that Lewis got inside information about four companies in which he had invested through his hedge fund and tipped friends and associates.The companies included Mirati Therapeutics and BCTG Acquisition Corp, a company that his hedge fund founded and took Tango Therapeutics public in a merger in 2021. [read post]
31 Aug 2012, 6:37 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm dedicated to assisting clients in claims against their financial professional and/or brokerage firm. [read post]
15 May 2018, 6:59 am
., Edward Jones in Sarasota, Florida from February 2009 until August 2012, MetLife Securities in Sarasota from August 2012 until December 2015, and FSC Securities Corp in Sarasota from January 2016 until April 2018. [read post]
28 Aug 2012, 7:09 am
Others who accepted bonuses from Merrill Lynch, following its acquisition by Bank of America Corp, would also be excluded. [read post]
4 Apr 2018, 1:28 pm
Trust and security is a must in all relationships. [read post]
22 Jun 2022, 3:00 am
The case stems from a challenge by former Xerox Corp. chief financial officer Barry Romeril, who sued for the ability to deny the Securities and Exchange Commission’s fraud allegations after he signed a 2003 settlement with the agency. [read post]
3 Jan 2011, 11:24 am
Several months later, Jesup & Lamont Securities Corp. followed suit. [read post]
1 May 2009, 12:49 pm
Securities and Exchange Commission. [read post]
3 May 2007, 8:18 pm
Three weeks after Buckley’s abduction, President Ronald Reagan signed the National Security Decision Directive 138. . . . [read post]
2 May 2011, 3:26 am
Sony is vowing to increase security measures. [read post]
8 Jan 2009, 7:47 pm
This is part of a larger plan to improve the rating process and boost transparency, and restore confidence in the accuracy of its credit ratings.Investors and regulators have taken the key national credit rating agencies, including Moody's Corp's (MCO.N) Moody's Investors Service and Fimalac SA's (LBCP.PA) Fitch Ratings, to task for inappropriately giving high ratings to mortgage and other complex securities till 2007.In his new role, Groves will field… [read post]
7 Jan 2019, 3:48 pm
Supreme Court granted certiorari in Emulex Corp. v. [read post]
9 Aug 2012, 7:38 am
Chilton’s plan would create an insurance fund, similar to the Securities Investor Protection Corp. [read post]
8 Feb 2008, 9:30 am
Shortly after that sale, Standard & Poor's Corp. downgraded Mainsail from the highest rating to "junk" status, and the issuer defaulted on an interest payment that same month. [read post]
17 Jul 2010, 4:12 pm
The case, In re: Visteon Corp., required the court to determine whether the Retiree Benefits Bankruptcy Protection Act ('RBBPA') should be applied over ERISA, the Employee Retirement Income Security Act, the main federal law that governs employee benefits. [read post]
9 Aug 2011, 5:34 am
AIG is also challenging Bank of America's $8.5 billion settlement with mortgage-backed securities investors. [read post]
3 Nov 2008, 8:47 pm
Four former executives of General Re Corp. and a former executive of AIG were convicted in February of conspiracy, securities fraud, mail fraud and making false statements to the Securities and Exchange Commission. [read post]
9 May 2012, 6:43 am
Lampariello and Med Cap's former chief executive, Sidney Field, were sued by the Securities and Exchange Commission ("SEC") for fraud, in connection with Med Cap's last offering, Medical Provider Funding Corp. [read post]
29 May 2013, 5:48 am
Source: Microsoft Corp.; www.microsoft.com. [read post]
27 Jul 2007, 5:34 am
Delta Financial Corp. [read post]
