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25 Aug 2015, 9:24 am
Rolls-Royce Corp., 663 F.3d 966, 974 (8th Cir. 2011) (efforts to maintain secrecy “need not be overly extravagant, and absolute secrecy is not required”). [read post]
25 Aug 2015, 8:24 am
Adams’ actions demonstrated a willful violation of FINRA rules and securities law. [read post]
24 Aug 2015, 3:12 pm
In a public company D&O policy, the corporate entity is provided coverage only for securities claims. [read post]
24 Aug 2015, 8:34 am
On August 21, the Department of Justice announced that Sandia Corp., a subsidiary of Lockheed Martin Corp. that operates the Sandia National Laboratories under contract with the Department of Energy, had agreed to pay $4.7 million to settle civil allegations that it used federal funds to lobby Congress. [read post]
21 Aug 2015, 1:59 pm
And any sub big enough to carry that much fuel is going to be too big to get up the Missouri, which for the most part (according to the Corps of Engineers) is at most 6 or 7 feet deep. [read post]
21 Aug 2015, 9:50 am
The award ordered FSC Securities Corp to pay investors who fell victim to Aubrey Lee Price multi million dollar Ponzi scheme. [read post]
21 Aug 2015, 9:23 am
For 2015, the employer portion of Social Security tax is 6.2% with a taxable wage base of $118,500 (wages over that amount are not subject to Social Security tax). [read post]
17 Aug 2015, 9:05 pm
Emmis Communications Corp.] [read post]
17 Aug 2015, 9:01 pm
Peace Corps volunteers. [read post]
17 Aug 2015, 12:31 pm
The court distinguished the Supreme Court’s decision in CTS Corp. v. [read post]
16 Aug 2015, 4:00 am
Peel Condominium Corp. [read post]
14 Aug 2015, 8:38 am
Per Financial Industry Regulatory Authority’s (FINRA) announcement this week, a former registered representative of Caldwell International Securities Corp., Richard Adams aka Rasheed Aree Adams, has been barred permanently from the securities industry for churning customer accounts, other securities violations, and failure to report many unsatisfied judgments and liens on his U4 Registration Form as stipulated in FINRA rules. [read post]
14 Aug 2015, 7:17 am
Plea agreement states approximately 180 impaired vehicles were used as taxicabs on Chicago streets after they were falsely given clean titles Among the companies using such illegal taxicab vehicles were Chicago Elite Cab Corp. and Chicago Carriage Taxi Company via Seven Amigos Used Cars. [read post]
13 Aug 2015, 5:00 am
No Action Letter August 6, 2015 Incoming Request Letter rom Citizen VC CitizenVC No Action Letter Gives Guidance for Online Private Placements by Chip Phinney in Mintz Levin’s Securities Matters General Solicitation & Reg D: Corp Fin Issues 12 New CDIs (& a No-Action Letter) in Corporate Counsel .net Updates on private placements [read post]
12 Aug 2015, 12:10 pm
” Comcast Corp. v. [read post]
12 Aug 2015, 10:28 am
Barnes & Noble is defending itself against a would-be class action arising out of a security breach that compromised PIN pad devises at B&N stores. [read post]
12 Aug 2015, 7:58 am
” “[M]ore disturbing” to the Times is the Manual’s assertion that “States may need to censor journalists’ work or take other security measures so that journalists do not reveal sensitive information to the enemy. [read post]
12 Aug 2015, 5:05 am
Sources: 11 Securities Act Rules CDIs (256.23 – 256.33) Securities Act Forms CDI (130.15) General Solicitation & Reg D: Corp Fin Issues 12 New CDIs (& a No-Action Letter) in Corporate Counsel .net [read post]
10 Aug 2015, 5:10 pm
Many companies and their securities defense counsel have capitulated in the face of their carriers’ declinations of coverage. [read post]
10 Aug 2015, 7:55 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
