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10 Apr 2012, 5:01 am by J Robert Brown Jr.
Robert Brown, Jr., Law Professor, University of Denver Joseph Dear, Chief Investment Officer, California Public Employees’ Retirement System Eugene Duffy, Senior Executive Vice President, Paradigm Asset Management Co., LLC Roger Ganser, Chairman of the Board of Directors of BetterInvesting James Glassman, Executive Director, George W. [read post]
22 Nov 2011, 6:33 pm by Rebecca Tushnet
Quten Research Institute, LLC, --- F.R.D. ----, 2011 WL 5592880 (C.D. [read post]
23 Jun 2023, 2:23 pm by The White Law Group
 This violation goes against NASD Rules 3010(a) and 3010(b), as well as FINRA Rules 3110(a), 3110(b), and 2010. [read post]
20 Jan 2017, 8:09 am by Brent Wieand
  The Wieand Law Firm, LLC is based in Philadelphia, PA, and proud to serve clients throughout Pennsylvania and New Jersey. [read post]
5 Oct 2023, 5:54 am by Daniel M. Kowalski
Ana Caroline Pinto do Nascimento, who owned ACN & Associates, LLC, made deceptive promises to help Portuguese-speaking immigrants from Brazil with legal assistance, then later abandoning them in courtrooms after charging thousands of dollars. [read post]
3 Jan 2023, 4:35 am by Peter Mahler
And the winners are: McCormack v Kuras In this case, Manhattan Commercial Division Justice Joel Cohen rejected attempts by majority members of a realty-holding LLC to remove the minority member as the LLC’s designated, sole managing member where the operating agreement (a) was silent on manager removal and (b) required unanimous member consent to amend the operating agreement. [read post]