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2 Nov 2015, 3:46 am
Consider this recent FINRA regulatory settlement.Case In PointFor the purpose of proposing a settlement of rule v... [read post]
21 Aug 2014, 5:45 am by Denise Sze
In Early v Smith-Kandal Insurance Agency, a historic hotel was destroyed by fire in March of 2007. [read post]
17 Dec 2017, 9:00 am
  Through a series of pretrial motions, the district court eventually dismissed all claims against Monsanto and its related entities, and in the recent decision of Town of Westport v. [read post]
4 Dec 2017, 3:41 am
As set forth in part in the SEC Press Release:[S]ince the customers incurred significant costs with every transaction and the securities were held bri... [read post]
22 Feb 2017, 4:10 am by Howard Friedman
The settlement agreement (full text) in Freedom From Religion Foundation, Inc. v. [read post]
4 Jan 2019, 6:58 am
Claimant sought $32,473 in compensatory damages, $3,978 in reimbursed paid advisory fees, and interest, costs, and fees. [read post]