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29 Jul 2008, 7:14 pm
Each year the Business Lawyer provides a valuable service by publishing a survey on consumer financial services law. [read post]
16 Jan 2007, 10:47 am
The license covers services offered by PNC Financial Services in the "Financial Services Call Processing" and "Automated Securities Transactions" fields of use. [read post]
25 Aug 2016, 4:00 am by Kimberly A. Kralowec
  Because plaintiff’s claims for violation of the unfair competition law, for unjust enrichment and for financial elder abuse do not deal with either of the preemption clause’s exceptions for licensing or plan solvency, they are preempted “with respect to [United Healthcare’s] plan. [read post]
25 Apr 2010, 12:55 am
However, Diane Swonk, chief economist of Chicago-based Mesirow Financial, doesn't think these stipends will be enough of an incentive for the mortgage servicers, who earn more money by foreclosing on a defaulted loan. [read post]
3 Apr 2012, 7:57 am by Hunton & Williams LLP
  What can large financial institutions and other participants in the financial services industry expect from this new federal regulator? [read post]
27 Jun 2013, 11:44 am by Taras Rudnitsky
Bank and a partner company (Dealer Financial Services’ or DFS) to refund $6.5 million to members of the armed services. [read post]
6 Mar 2019, 1:50 pm by Eulonda Skyles and Jonathan A. Forman
March is now here and with it the Cybersecurity Regulation of the New York Department of Financial Services (NYDFS) is now in full force and effect, including requirements relating to Third Party Service Providers[1] (e.g., vendors, suppliers, agents). [read post]
23 Oct 2020, 8:55 pm by Anna Carrier (BE)
On 22 October 2020, the German Presidency of the Council held a meeting of a working party on financial services, agenda of which included discussion on the recently published European Commission proposal for a Regulation on digital operational resilience in financial services (DORA). [read post]
22 Oct 2016, 5:34 pm by Howard Friedman
This, it is alleged, would allow Kars4Kids, which has a history of questionable financial dealings, to use Congregation Oorah to hide its activities. [read post]
16 Apr 2013, 5:48 am by James Hamilton
Section 509 defines a financial institution to mean any institution the business of which is engaging in financial activities as described in Section 4(k) of the Bank Holding Company Act, which includes securities underwriting, dealing and market making, as well as providing financial, investment or economic advisory services and advising an investment company. [read post]
13 Sep 2016, 3:15 am by Steve Brachmann
The innovative system is designed for both simplicity of use as well as security and authentication in online financial transactions. [read post]
15 Jun 2021, 6:25 pm by Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
23 Jan 2010, 6:51 am by Ximena Marinero
[JURIST] The Swiss Federal Administrative Court [official website, in French] ruled [judgment, PDF, in German; press release, PDF, in French] Thursday that an American taxpayer's financial information at Swiss bank UBS [corporate website] may not be disclosed to the US Internal Revenue Service (IRS) [official website] pursuant to an August 2009 agreement [text, PDF; JURIST report]. [read post]
4 May 2017, 12:00 am
  Damages recoverable in a wrongful death claim are specifically linked to the losses sustained by the surviving family member as a result of their loved one’s death, and include (but are not limited to) damages for lost financial support, lost companionship, lost guidance, and mental pain and suffering. [read post]
1 Oct 2010, 4:49 am
This is good news for the trucking industry who often receive imperfect information from shippers/importers and are subject to AMPs penalties on an increasing financial scale for repeating the errors. [read post]