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29 Apr 2012, 8:59 pm
Trans-Pacific Trade Deal is a Waste, Says Free Trader http://t.co/u5MIqBX5 Subramanian reax -> ???? [read post]
12 Jul 2008, 6:01 am
Restricting speculation would increase the costs that producers, consumers (such as airlines), and marketers (such as heating-oil dealers) pay to manage their price risks by reducing the number of traders able to absorb the risks they want to shed. [read post]
7 May 2021, 10:17 am
Corrupt practices are used to misappropriate material nonpublic information that traders would want to know. [read post]
11 Aug 2011, 4:06 am
The traders were told not to display the photographs and show them only to staff. [read post]
10 May 2010, 4:39 am
The Myth: "Fat Finger" Trader Triggers 1000-Point Dow Drop So far, it appears that the regulators, stock exchanges and the media haven't been able to ascertain the cause(s) for the wild 16 minutes of trading last Thursday. [read post]
14 Oct 2020, 1:30 pm
That whistleblower, a former trader at Bank of New York Mellon Corp., notified the SEC that the bank was overcharging customers for currency trades. [read post]
29 Aug 2012, 11:21 am
The race begins when a law firm first posts on its website or on a company blog set up by day traders that the firm is "investigating" a proposed deal with a controlling stockholder. [read post]
18 Oct 2012, 10:03 pm
File No. 3-15058, 10/3/12 (PDF) More Blog Posts: FINRA Securities Fraud Roundup: Guggenheim Securities Fined $800K For Failure to Supervise CDO Traders, Brokerage Firm Managing TIC Securities Doesn’t Have to Arbitrate Investor Claims, & Investor Award in Morgan Keegan Funds is Upheld, Institutional Investor Securities Blog, October 12, 2012 CFTC Securities Fraud Roundup: Commissioner Bart Chilton Wants Financial System to Adopt Risk-Based Compensation System, Agency Nets $3M… [read post]
23 Sep 2017, 7:40 am
In September 2011 more than 7,000 informal traders were forcibly evicted from the streets of Kampala in Uganda and saw their possessions seized by the police. [read post]
26 Apr 2011, 5:00 am
So the contents are speculative, although there was a recorded conversation produced at trial that has Rajaratnam telling one of his traders the next day that "I got a call at 3:58 saying something good might happen to Goldman. [read post]
6 Apr 2009, 4:31 am
There is a widespread belief that the abuse of naked short-selling, which is the selling of stock that the trader does not own, has added fuel to the fire of distressed stocks and markets. [read post]
9 Nov 2011, 12:27 pm
Lee says there is some concern that the SEC’s new large trader rule could be a concern in this area. [read post]
27 Feb 2019, 7:40 am
The proposed class contends that there is data demonstrating that in the day before new bonds were issued, bank traders would gradually raise the older bonds’ prices so as to “inflate the benchmark price. [read post]
7 Apr 2011, 4:17 am
How Insider Traders (Eventually) Get Caught It's always fascinating to read the background of how those that engage in illegal insider trading get caught because I'm constantly amazed over how brazen most of them are. [read post]
17 Feb 2014, 12:00 pm
On the “participate in investment activities” term, the SEC says each of these could fit in the definition, depending on the facts and circumstances: member of the analytical or risk team who regularly develops models and systems to implement the Covered Fund’s trading strategies trader who regularly is consulted for analysis or advice by a portfolio manager during the investment process tax professional who is regularly consulted for analysis or advice by a portfolio… [read post]
17 Jun 2011, 5:01 am
Evidence of this can be found in the relative infrequency with which Richemont's name, and that of its brands, crops up in the law reports, as well as the slightly shocking notion espoused by the luxury house that online and offline traders shared the same planet, it being better for brand owners to work closely with auction hosts like eBay rather than waste their energies and resources in trying to hit them over the head -- a policy which Richemont has pursued over the past… [read post]
11 Dec 2022, 11:19 am
There is no mechanism to prevent diversity programs from benefiting the wealthy direct heirs to the fortunes of Spanish Conquistadors, slave traders, plantation owners, Inquisitors, and war criminals. [read post]
5 Jul 2012, 6:10 am
However, since I am a Manhattan girl, my freezer full of Trader Joe’s frozen food will have to do for now. [read post]
7 Aug 2011, 12:17 pm
Today, the number of specific international crimes that can be committed by private individuals has increased from earlier categories to include, among others, the following: genocide; other crimes against humanity; apartheid; race discrimination; hostage-taking; torture; forced disappearance of persons; terrorism; terrorist bombings; financing of terrorism; aircraft hijacking; aircraft sabotage and certain other acts against civil aviation; certain acts against the safety of maritime… [read post]
14 Jun 2015, 5:14 pm
One of our big take-aways was that while he assigned a lot of Derrick Bell's work (though not some of the most radical, such as the "space traders" short story) Obama had a more optimistic story about racism than Bell. [read post]
