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1 Feb 2024, 5:01 am
Shawn Hubler reports for the New York Times. [read post]
31 Jan 2024, 9:05 pm
Securities and Exchange Commission. https://www.sec.gov/news/public-statement/lee-crenshaw-listings-2020-12-23 This post comes to us from Anna Bergman Brown at Clarkson University, Donal Byard at Baruch College – City University of New York (CUNY), and Jangwon Suh at Queens College – CUNY. [read post]
31 Jan 2024, 9:01 pm
District Court for the Southern District of New York granted Macquarie’s motion to dismiss, holding that the plaintiffs had failed to plead an actionable misstatement or omission, a violation of Item 303, and scienter. [read post]
31 Jan 2024, 8:31 am
30 Jan 2024, 9:02 pm
In October 2018, the New Civil Liberties Alliance (NCLA) asked us to revise Rule 202.5(c) to read as follows: The Commission has adopted the policy that in any civil lawsuit brought by it or in any administrative proceeding of an accusatory nature pending before it, a defendant or respondent may consent to a judgment or order in which he admits, denies, or states that he neither admits nor denies the allegations in the complaint or order for proceedings.[7] I agree with the petitioner that… [read post]
30 Jan 2024, 1:12 pm
Enlarge / The Citibank logo on a bank in New York City in January 2024. [read post]
30 Jan 2024, 10:30 am
District Court for the Southern District of New York’s opposing views on whether cryptoassets are securities. [read post]
30 Jan 2024, 9:50 am
Governance Issues frequently are the heart of corporate and securities lawsuits. [read post]
30 Jan 2024, 6:31 am
Posted by Tim Baldenius (Columbia University), Mingcherng Deng (City University of New York), and Jing Li (Hong Kong University), on Tuesday, January 30, 2024 Editor's Note: Tim Baldenius is the Paul M. [read post]
30 Jan 2024, 6:31 am
Posted by Tim Baldenius (Columbia University), Mingcherng Deng (City University of New York), and Jing Li (Hong Kong University), on Tuesday, January 30, 2024 Editor's Note: Tim Baldenius is the Paul M. [read post]
30 Jan 2024, 5:58 am
In the first weeks of the war, many New York-based diplomats expressed some sympathy for the U.S. position in light of Hamas’s atrocities. [read post]
30 Jan 2024, 4:52 am
Barnes report for the New York Times. [read post]
29 Jan 2024, 12:00 pm
Morgan Stanley Background Morgan Stanley (CRD#: 149777/SEC#: 801-70103,8-68191), based in Purchase, New York, is a dual registered broker dealer and investment advisory firm. [read post]
29 Jan 2024, 10:47 am
Vullo (Mar. 18): Whether the head of New York’s Department of Financial Services violated the National Rifle Association’s freedom of speech by urging banks and insurance companies that worked with the NRA to cut their ties with the group. [read post]
29 Jan 2024, 4:55 am
Isabel Kershner reports for the New York Times. [read post]
27 Jan 2024, 6:00 am
Below is my column in the New York Post on the recent deposition of Kevin Morris, counsel for Hunter Biden. [read post]
26 Jan 2024, 9:20 am
Today’s New York Times reports appearance of AI-generated social media posts which inaccurately depict Taylor Swift in apparently sexual settings (let alone giving away cooking pans!). [read post]
26 Jan 2024, 6:00 am
Other states include Minnesota, Kansas, Massachusetts and New York. [read post]
25 Jan 2024, 6:55 pm
As recounted in NRA's brief, Maria Vullo, Superintendent of the New York State Department of Financial Services, wrote "guidance letters" to the heads of banks and insurance companies that it regulates. [read post]
25 Jan 2024, 6:26 am
New York State Teachers’ Ret. [read post]