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30 Jul 2018, 6:00 am by Simon Lovegrove
Changes have been made to the following instruments: FCA Recognised Industry Codes (DEPP and EG) Instrument 2018; Benchmarks Regulation (Amendment) (Financial Ombudsman Service) Instrument 2018; Insurance Distribution Directive (Amendment) Instrument 2018; Banking (Information about Current Account Services) (Amendment) Instrument 2018; Listing Rules and Disclosure Guidance and Transparency Rules (Miscellaneous Amendments) Instrument 2018; Enforcement (Social Entrepreneurship Funds, Venture… [read post]
23 Jul 2018, 11:12 am by Staff Attorney
According to studies, non-traded REITs have historically have underperformed even safe benchmarks, like U.S. treasury bonds – meaning that non-traded REITs provide paltry investment returns considering the risk an investor takes. [read post]
23 Jul 2018, 11:12 am by Staff Attorney
According to studies, non-traded REITs have historically have underperformed even safe benchmarks, like U.S. treasury bonds – meaning that non-traded REITs provide paltry investment returns considering the risk an investor takes. [read post]
5 Jul 2018, 6:42 pm by Jean O'Grady
Capital IQ is one of their well known products, but they offier a variety of other data and intelligence platforms. [read post]
5 Jul 2018, 9:42 am by Staff Attorney
  From July 2011 until June 2013, Flynn was registered with Capital Investment Group, Inc. [read post]
2 Jul 2018, 4:28 am by Simon Lovegrove
In the Handbook Notice the FCA summarises recent changes made to the Handbook as set out in the instruments below: Listing Rules (Sovereign Controlled Commercial Companies) Instrument 2018; Handbook Administration (No. 49) Instrument 2018; Benchmarks Regulation (Amendment) Instrument 2018; Periodic Fees (2018/19) and Other Fees Instrument 2018; Fees (Miscellaneous Amendments) No. 11) Instrument 2018; Fees (Single Financial Guidance Body Levy) Instrument 2018; Fees (Payment Systems… [read post]
29 Jun 2018, 6:04 am
State Posted by Alex Knowlton, Equilar Inc., on Monday, June 25, 2018 Tags: Compensation disclosure, Compensation ratios, Executive Compensation, Human capital, Management Political and Social Issues in the Boardroom: Examples from the Gun Industry Posted by Steven M. [read post]
27 Jun 2018, 6:27 am by Staff Attorney
  According to studies, alternative investments like non-traded REITs and BDCs have historically have underperformed even safe benchmarks, like U.S. treasury bonds – meaning that non-traded products provide paltry investment returns considering the risk an investor takes. [read post]
26 Jun 2018, 10:49 am by Howard S. Altarescu
  The International Swaps and Derivatives Association (“ISDA“), the Association of Financial Markets in Europe (“AFME“), International Capital Market Association (“ICMA“) and the Securities Industry and Financial Markets Association (“SIFMA“) and its asset management group (SIFMA AMG) have published a new report that assesses the issues involved with benchmark reform, and makes recommendations on steps firms can take to prepare… [read post]
15 Jun 2018, 3:03 am by Liz Dunshee
Nobody wants to be an outlier when judges & regulators use precedent to determine whether disclosure is adequate – that’s why it’s important to benchmark against peers, especially for industry risks. [read post]
24 May 2018, 9:34 am by Anna Carrier
With regards to the proposed amendments to the EU Benchmarks Regulation (BMR) regarding direct ESMA supervision of critical and third country benchmarks, the Presidency put forward two options for Member States’ consideration. [read post]
22 May 2018, 3:00 am by Corbin Bridge
We will take a look at cost structure benchmarks, barriers to entry, and globalization within the industry. [read post]
18 May 2018, 6:53 am by Simon Lovegrove
As proposed by the Commission, single supervision could also be warranted for data service reporting providers as well as administrators of critical benchmarks under a fully-fledged CMU. [read post]
21 Apr 2018, 7:39 pm by Sam Grice
More so, PE firms not only provide capital they can add value as a business partner. [read post]
16 Apr 2018, 11:28 am by Kyle A. Owens and Brenna E. McGee
As the financial capital of the world, when New York requires its banks, insurance companies, and other financial services entities to meet a heightened regulatory standard, that requirement can become a de facto national standard. [read post]
11 Apr 2018, 2:23 pm by David Frakt
  As noted in another recent post, approximately 20 law schools failed to hit the 75% “ultimate bar passage” benchmark for the class of 2015. [read post]
2 Apr 2018, 9:51 am by Juliette Passer, Esq.
"The awards are widely considered the benchmark of quality for the global airport industry, evaluating customer services and facilities at 550 airports, detailed in a press release.The awards are based on 13.7 million airport questionnaires that were completed by more than 100 nationalities of airport clients during the survey period.It was carried out between August 2017 and February 2018, evaluating the experiences of travelers in different airport services and key indicators of… [read post]