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15 Jan 2016, 3:48 am by Broc Romanek
IV: Rank & File Employees Brooks Pierce’s David Smyth uses cartoons to teach what how rank & file employees can trip up the insider trading laws: – Broc Romanek [read post]
14 Jan 2016, 6:07 am by Broc Romanek
II: Temporary Insiders Brooks Pierce’s David Smyth uses cartoons to teach what are “temporary insiders”: – Broc Romanek [read post]
13 Jan 2016, 3:45 am by Broc Romanek
Webcast: “Audit Committees in Action – The Latest Developments” Tune in tomorrow for the webcast – “Audit Committees in Action: The Latest Developments” – to hear Morgan Lewis’ Rani Doyle, Deloitte’s Consuelo Hitchcock and Gibson Dunn’s Mike Scanlon catch us up on a host of new SEC, FASB & PCAOB developments that impact how audit committees operate – and more… Cap’n Cashbags: The Call from the IRS In this 40-second… [read post]
12 Jan 2016, 3:06 am by Broc Romanek
And of course, for those that draft SEC filings, it’s good to keep track of how your end-product may be consumed… – Broc Romanek [read post]
11 Jan 2016, 3:04 am by Broc Romanek
From Jim Patterson, here’s a pic of Evelyn from her 1st issue of “Highlights & Lowlights”: Here’s EYD at a 1972 AT&T annual shareholders meeting: – Broc Romanek [read post]
7 Jan 2016, 3:22 am by Broc Romanek
Sound advice from Keith Bishop in this blog – perhaps a little late now that the holiday party circuit is over… – Broc Romanek [read post]
5 Jan 2016, 3:41 am by Broc Romanek
Can you think back and wonder what you would write for every job you left… – Broc Romanek [read post]
30 Dec 2015, 3:50 am by Broc Romanek
This Reuters article talks about a possible revolving door for accountants too (and throws some dirt about the PCAOB)… – Broc Romanek [read post]
29 Dec 2015, 3:46 am by Broc Romanek
As I’ve blogged before, I think it’s just a matter of time before Edgar is hacked…if it hasn’t been already… Yesterday, the SEC delivered its annual report on credit rating agencies to Congress… – Broc Romanek [read post]
23 Dec 2015, 3:14 am by Broc Romanek
But I believe it could be done in the next fiscal year, so long as it doesn’t use FY 16 funds… – Broc Romanek [read post]
22 Dec 2015, 6:00 am by Doug Cornelius
Sources: Report on the Review of the Definition of “Accredited Investor” SEC Issues Staff Report on Accredited Investor Definition Accredited Investors: Corp Fin Issues Staff Report by Broc Romanek in TheCorporateCounsel.Net SEC staff report on review of “accredited investor” definition by Cydney Posner in PubCo@Cooley Wrapped Gifts Under Tree is by Jimmie CC BY [read post]
22 Dec 2015, 3:23 am by Broc Romanek
They are all quite distinct – Kirkland’s & Pearl Meyers are simple (which I like), Davis Polk has one that is like a puzzle (sort of), Morris Nichols has a pretty winter scene of Wilmington, and Haynes and Boone has a very elaborate flight through a traditional winter wonderland…thanks to WilmerHale’s Tom White & BrooksPierce’s David Smyth for the inspiration to follow-through on this blog… – Broc Romanek [read post]
18 Dec 2015, 9:11 am by Broc Romanek
Finally, ISS posted these 52 equity compensation plan FAQs… – Broc Romanek [read post]
10 Dec 2015, 3:28 am by Broc Romanek
” We have also posted over 50 memos on the SEC’s proposal… – Broc Romanek [read post]