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9 Mar 2015, 7:38 am
by Keith Paul Bishop in California Corporate & Securities Law The SEC Will Be Your Employment Law Agency, Too by David Smyth in Cady Bar the Door In a twist, ex-Cabot Lodge compliance officer recants, says he was wrong by Bruce Kelly in Investment News [read post]
18 Mar 2009, 9:45 am
Friehling, the sole practitioner at Friehling & Horowitz, CPAs, PC, has been charged with securities fraud, aiding and abetting investment adviser fraud and four counts of filing false audit reports with the Securities and Exchange Commission. [read post]
19 May 2017, 4:32 am
#charity Forbes IU Philanthropy: However, adding charitable deduction for non-itemizers would likely more than offset loss in charitable giving http://bit.ly/TaxPolicyandGiving Independent Sector: 1/2 Current tax reform proposals would reduce giving to religious orgs by as much as 4.7%. http://ow.ly/zOqW30bQbSo | 2/2 Same proposals could reduce giving to other charitable orgs by as much as 4.4%. http://ow.ly/zOqW30bQbSo #TaxReform #Giving100; CalNonprofits: Our post-election survey of… [read post]
11 Jul 2013, 8:54 am
Ostermeyer Venture Capital Investments in Legal Services by Mary E. [read post]
1 Oct 2010, 4:00 am
Not surprisingly, my good friend at ENR, Bruce Buckley pointed to poor management of available resources. [read post]
10 Jun 2008, 12:24 pm
Israel and Marino each pleaded guilty in September, 2005 — to conspiracy, investment adviser fraud and mail fraud charges — and both received 20 years. [read post]
27 Nov 2023, 1:51 pm
In his article for Investment News, titled “’Murky disparity’ stalls progress,” Bruce Kelly explored the issue of gender pay disparities specifically as it relates to women working in the financial services industry. [read post]
8 Dec 2011, 3:04 pm
” - Representative Bruce Braley; see the full editorial here. [read post]
30 Aug 2011, 8:40 am
The panelists will include: Matthew Lepore, vice president and chief counsel for corporate governance at Pfizer; David Katz, a partner with the law firm of Wachtell, Lipton, Rosen & Katz; Bruce Freed, president of the Center for Political Accountability; and Adam Kanzer, managing director and general counsel at Domini Social Investments. [read post]
18 May 2009, 4:00 am
” The SEC requires the investment advisers it regulates to have strict controls to avoid insider trading. [read post]
24 Feb 2012, 7:10 am
Martens, Chief Litigation Counsel; Bruce Karpati, Co-Chief, Asset Management Unit; and Sean McKessy, Chief, Office of the Whistleblower. [read post]
12 May 2009, 4:05 pm
Bruce Derman, Ph.D. and Wendy Gregson, MS give us three different circumstances for why couples may want to get divorced and to overcome the fears of divorce. [read post]
11 Jul 2013, 8:54 am
Ostermeyer Venture Capital Investments in Legal Services by Mary E. [read post]
7 May 2014, 7:40 am
In addition, the committee is working to encourage private and community investment in bike racks and signage. [read post]
18 Jun 2009, 6:21 am
Sentencing Commission Bruce Nicholson, Legislative Counsel, American Bar Association David Kirby, Former United States Attorney for the District of Vermont Good Time, Community Corrections and Reentry Panel Four: Rep. [read post]
28 Dec 2022, 5:51 am
Bruce Construction Corp. v. [read post]
11 Jul 2013, 8:54 am
Ostermeyer Venture Capital Investments in Legal Services by Mary E. [read post]
9 Dec 2014, 1:43 pm
This article was prepared by Shelby Bruce (shelby.bruce@nortonrosefulbright.com / +1 612 321 2207) is a lawyer in Norton Rose Fulbright’s Minneapolis intellectual property practice. [read post]
22 Jan 2010, 5:00 am
by Bruce Carton for Compliance Week’s Enforcement Action Today, though, the SEC filed a settled enforcement action charging Charles J. [read post]
11 Jul 2013, 8:54 am
Ostermeyer Venture Capital Investments in Legal Services by Mary E. [read post]
