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24 Jan 2024, 9:01 pm
” The Commission’s general disclosure rules for related-party transactions, compensation, and governance apply to a narrow group of persons defined as “executive officers,” meaning persons who are in charge of a principal business unit, division, or function or perform policy making functions.[11] In the case of SPACs, disclosure regarding conflicts of interest and fiduciary duties in SPAC IPOs and de-SPAC transactions will apply to a much broader… [read post]
24 Jan 2024, 4:29 pm
The SEC settled similar actions with other financial institutions on May 11, May 12, and September 29 along with a more sweeping settlement in September 2022 for combined penalties exceeding a billion dollars. 3 — Argent Asset/First State (CFTC). [read post]
24 Jan 2024, 6:20 am
For entrepreneurs, it is the opportunity to access an adequate pool of capital to fund a business idea. [read post]
23 Jan 2024, 12:05 pm
Filed on 3/21/2023, the customer alleges that the “accounts were subject to excessive commission charges. [read post]
23 Jan 2024, 10:32 am
The project will seek to improve the tracking of so-called Scope 3 emissions, which are less well defined and harder to track. [read post]
23 Jan 2024, 5:00 am
Announcement 2024-3 . [read post]
22 Jan 2024, 9:01 pm
The first group is racially and ethnically diverse investors. [read post]
22 Jan 2024, 8:24 pm
Por eso, como no cabe duda de que el capitalismo de libre mercado es superior – en términos productivos] (Remarks Ibid), 3. [read post]
22 Jan 2024, 4:24 pm
The DOL also aims to offer increased guidance for businesses that engage individuals who are in business for themselves. [read post]
22 Jan 2024, 11:54 am
In the old days, the surplus lines market was traditionally deployed for bespoke, hard-to-place insurance risks, which currently include cyber insurance, representations and warranties insurance for mergers and acquisition (M&A) transactions, and insurance for cannabis-related businesses. [read post]
22 Jan 2024, 8:08 am
Hales allegedly participated in private securities transactions totaling $3 million without providing any notice to his firm. [read post]
22 Jan 2024, 3:32 am
When a closely-held business is profitable, self-interested owners naturally want a bigger slice of the pie, especially where the personal relationships among the owners are frayed. [read post]
22 Jan 2024, 1:30 am
On top of that, and much like the fossil fuel and the tobacco industry, agri-business proactively supports broader epistemic cultures that are dependent on its success (here and here), for example by forging cozy relations with advocacy groups like the controversial Alliance for Science and ILSI group, whose work eventually lends epistemic legitimacy to their extractive business model. [read post]
22 Jan 2024, 1:10 am
The ICO will solicit views from developers, users and civil society groups. [read post]
21 Jan 2024, 12:17 pm
Confiscation of private businesses, including even small businesses 8. [read post]
21 Jan 2024, 8:13 am
Because our democracies and our businesses have interests that align. . . [read post]
21 Jan 2024, 5:24 am
The California legislation expressly requires Scope 3 disclosures. [read post]
19 Jan 2024, 10:59 am
G&A expenses are costs incurred for the general management and administration of the business as a whole. [read post]
19 Jan 2024, 6:00 am
The payments company has created an AI governance council with representatives from business lines, security, technology, human resources and other groups. [read post]
19 Jan 2024, 3:00 am
The decision protects the group’s efforts to maintain control and secrecy around its operations and finances as critics of Donald Trump warn No Labels could help return Trump to the White House by siphoning voters who might otherwise vote for the former president. [read post]
