Search for: "Capital Industries, Inc."
Results 521 - 540
of 3,237
Sorted by Relevance
|
Sort by Date
23 Sep 2015, 6:40 am
Belenis has been suspended by the Financial Industry Regulatory Authority (“FINRA”) for a period of 20 days and fined $5,000 for his activities in connection with the improper raising of capital for a gold mining operation, according to FINRA. [read post]
6 Jun 2011, 12:46 pm
Securities regulator FINRA (the Financial Industry Regulatory Authority) recently accused David Lerner Associates, Inc. of misleading investors, and not conducting due diligence, in connection with its sales of non-traded REITs, particularly its current offering, Apple REIT 10. [read post]
21 Apr 2011, 1:37 am
Prior to his appointment as Commissioner, Clinton was a special advisor at OFIR and previously served as President and CEO of East Lansing based American Physicians Capital, Inc. [read post]
13 Aug 2018, 12:40 pm
Rosalia’s previous employers include Rockwell Global Capital LLC (CRD #142485), also of Melville, American Capital Partners, LLC (CRD #119249) of Hauppage, NY, and Ladenburg, Thalmann & Co., Inc. [read post]
26 Apr 2021, 3:32 am
Gilead Sciences, Inc. v. [read post]
4 Oct 2013, 3:57 am
Over the past several years, the health care industry has experienced a significant increase in private equity and alternative investment and industry consolidation. [read post]
28 Nov 2018, 9:15 am
According to Dietrich’s FINRA BrokerCheck report, he was a registered representative with Quest Capital Strategies, Inc. in Lake Forest, California from March 2013 until he was permitted to resign in April 2018 for “Failure to fully disclose outside business activities and sale of unapproved product. [read post]
11 Oct 2016, 2:00 pm
He was permanently barred from the commodities industry. [read post]
31 Jul 2013, 2:28 pm
The shortlisted teams, in alphabetical order, are: Connect Indiana Development Partners (joint venture of Macquarie Capital Group Limited, Lane Infrastructure, Inc. and Lane Industries Incorporated), partnering with The Lane Construction Corporation and Ames Construction, Inc. as the joint venture design-builder, Parsons Brinckerhoff, Inc. as the project designer and with others. [read post]
26 Apr 2019, 8:28 am
According to a report issued by the Financial Industry Regulatory Authority, Inc., the U.S. [read post]
11 Jul 2013, 1:03 pm
The merger is aimed at providing better access to capital. [read post]
27 Apr 2022, 7:20 am
Cole Financial, Inc. [read post]
22 Sep 2021, 10:28 am
The post Ronald Giovino Jr., GWN Securities Advisor, Barred from Securities Industry appeared first on The White Law Group. [read post]
2 Feb 2017, 8:46 am
Krispeal has been employed and registered with PHX Financial, Inc., a Hauppauge, New York broker-dealer, according to his publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority (FINRA). [read post]
3 Aug 2009, 9:56 am
In addition, the company acquired the North American, European and Chinese fluid handling businesses of ITT Industries, Inc. in February 2006 for $202 million and certain sealing systems businesses from Metzeler Automotive Profile Systems in August 2007 for $144 million. [read post]
30 Aug 2010, 2:07 pm
National Underwriter reported that Slate Capital LLC, a unit of American International Group, Inc. [read post]
9 Jun 2010, 7:00 am
The New York City Industrial Development Agency Board also met and approved a $1 million tax incentive package for Rolling Steel Industries Inc. [read post]
9 Apr 2021, 10:05 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor David Hirons (Hirons), currently employed by Wedbush Securities Inc. [read post]
7 Jan 2020, 8:13 am
Typically, a company owns or finances income-producing real estate and in turn provides investors a revenue stream, diversification, and long-term capital appreciation. [read post]
20 Dec 2013, 6:57 am
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Deutsche Bank Securities, Inc. $6.5 million and censured the firm for serious financial and operational deficiencies primarily related to its enhanced lending program. [read post]
