Search for: "Capital Management Securities"
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22 Sep 2023, 6:53 am
Alternative Investment Fund Managers Directive (AIFMD). [read post]
20 Sep 2023, 12:00 am
If you have insights on a securities law, capital markets or corporate governance trend or development that you’d like to share, I’m all ears – just shoot me an email at john@thecorporatecounsel.net. [read post]
19 Sep 2023, 7:00 am
The firms were Artemis Wealth Advisors, LLC; Trowbridge Capital Partners, LLC; MRA Advisory Group; McElhenny Sheffield Capital Management, LLC; Macroclimate, LLC; Linden Thomas Advisory Services, LLC; Hansen & Associates Financial Group, Inc.; Elm Partners Management, LLC; BTS Asset Management Inc. and Banorte Asset Management, Inc. [read post]
19 Sep 2023, 2:00 am
Explore our information security policy template which addresses information security requirements for financial institutions to protect against compromise or loss of customer information under the Gramm-Leach-Bliley Act of 1999 (GLBA). [read post]
18 Sep 2023, 3:58 am
Similarly, medical device production has capitalized on available talent and a supportive business environment. [read post]
17 Sep 2023, 5:08 pm
Nkrumah was away on a peace mission in Hanoi, the capital of Vietnam. [read post]
17 Sep 2023, 11:15 am
Securities and Exchange Commission to finalize its regulation of Scope 3 emissions. [read post]
17 Sep 2023, 6:30 am
Application to non-EU companies The following non-EU companies will be required to report under the CSRD: Non-EU companies with securities listed on an EU regulated market. [read post]
17 Sep 2023, 6:30 am
Application to non-EU companies The following non-EU companies will be required to report under the CSRD: Non-EU companies with securities listed on an EU regulated market. [read post]
16 Sep 2023, 11:15 am
This step is essential for managing your LLC’s financial affairs effectively. [read post]
15 Sep 2023, 11:47 am
Since our establishment in 2010, we have successfully managed over 700 FINRA arbitration cases. [read post]
15 Sep 2023, 5:23 am
Management of the overall officer corps in each branch is a serious challenge even on a good day. [read post]
14 Sep 2023, 9:01 pm
Looking forward, enhanced disclosures regarding human capital management and the diversity of board members and nominees are part of the agenda. [read post]
14 Sep 2023, 12:21 pm
SEC Order – Elm Partners Management LLC SEC Order – Hansen and Associates Financial Group Inc SEC Order – Linden Thomas Advisory Services LLC SEC Order – Macroclimate LLC SEC Order – McElhenny Sheffield Capital Management LLC SEC Order – MRA Advisory Group SEC Order – Trowbridge Capital Partners LLC [read post]
14 Sep 2023, 6:51 am
That percussive effect, the cadenced beat, Beat, BEat; BEAt, BEAT, of a message is immeasurably useful in the management and modulation of a message that is then insinuated not merely by its text, but also by its textual performance (For another example, see here). [read post]
14 Sep 2023, 6:33 am
The firms sanctioned in the sweep are as follows: Banorte Asset Management Inc.BTS Asset Management Inc.Elm Partners ManagementHansen and Associates Financial Group Inc.Linden Thomas Advisory ServicesMacroclimateMcElhenny Sheffield Capital ManagementMRA Advisory GroupTrowbridge Capital Partners National Securities Attorneys If you are concerned about investment losses with your… [read post]
14 Sep 2023, 6:00 am
The complaints against the digital leaders include allegations of (1) undermining traditional media; (2) violating user privacy and data security; (3) pirating third-party data from e-commerce suppliers to imitate, front-run, or otherwise undermine and displace such suppliers from their own product markets; (4) manipulating their platforms to favor their own products and services (“self-preferencing”); (5) expanding monopoly power by buying up “nascent competitors”… [read post]
13 Sep 2023, 1:38 pm
Do You Own Shares Of Sculptor Capital Management (SCU)? [read post]
13 Sep 2023, 6:31 am
We engage with more than 40,000 registrants—asset managers, brokers, dealers, exchanges, fund complexes, public companies, and many more. [read post]
13 Sep 2023, 6:31 am
We engage with more than 40,000 registrants—asset managers, brokers, dealers, exchanges, fund complexes, public companies, and many more. [read post]
