Search for: "Corporate Funding & Investments LLC"
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28 Oct 2019, 3:43 am
Generally, “whether an officer is entitled to advancement is determined in a summary proceeding, while the right to indemnification is delayed until the conclusion of the matter” (Ficus Investments, Inc. v Private Capital Mgt., LLC, 61 AD3d 1 [1st Dept 2009]). [read post]
25 Oct 2019, 6:31 am
Morris, Barr Law Group, on Sunday, October 20, 2019 Tags: Accountability, Institutional Investors, Investment advisers, JPMorgan, Liability standards, Misconduct, Mutual funds, Risk, Securities litigation Filing Thresholds and Main Street Investors Posted by Christine Jantz, Jantz Management LLC, on Monday, October 21, 2019 Tags: Boards of Directors, Engagement, Ownership, Retail… [read post]
25 Oct 2019, 3:00 am
Zuberi told foreign nationals and representatives from foreign governments that he could influence American policies in their favor through his influence in Washington and flaunted his apparent sway to create business and investment opportunities for clients and himself, federal prosecutors say. [read post]
24 Oct 2019, 2:40 pm
Telegram seeks to obtain the benefits of a public offering without complying with the long-established disclosure responsibilities designed to protect the investing public. [read post]
24 Oct 2019, 7:30 am
Operating Agreement – If you have several owners or co-founders of the company, an operating agreement (for LLCs) or a similar agreement (for corporations), is a must. [read post]
21 Oct 2019, 12:14 am
A corporation is deemed a citizen of its state of formation and its principal place of business. [read post]
16 Oct 2019, 10:38 am
From July 2009 until December 2013 Peggs was associated with AXA Advisors, LLC. [read post]
15 Oct 2019, 9:00 am
The attorney will explain the different types of corporate structures including a C corporation, an S corporation, or an LLC (a limited liability corporation). [read post]
14 Oct 2019, 10:36 am
Some have dropped a lot more, with lenders lucky to get back just two-thirds of their investment if they tried to sell. [read post]
11 Oct 2019, 6:03 am
Posted by John Armour and Horst Eidenmueller (University of Oxford), on Tuesday, October 8, 2019 Tags: Algorithmic trading, Board oversight, Boards of Directors, Charter & bylaws, Financial technology A Stakeholder Approach and Executive Compensation Posted by Seymour Burchman and Mark Emanuel, Semler Brossy Consulting Group, LLC, on Tuesday, October 8, 2019 Tags: Boards of Directors, Executive… [read post]
8 Oct 2019, 4:51 am
Fresno County Employees' Retirement Association (19-244): Whether the Court’s decisions defining “a reasonable attorney’s fee” in fee-shifting cases also constrain a district court’s discretion in awarding “reasonable attorneys’ fees” under FRCP 23(h) from a common-fund settlement.Seila Law LLC v. [read post]
6 Oct 2019, 10:19 am
Volpe, formerly registered with First Financial Equity Corporation (First Financial) and LPL Financial LLC (LPL Financial) was subject to an investigation by The Financial Industry Regulatory Authority (FINRA) over these allegations. [read post]
3 Oct 2019, 6:43 am
” The post Yield Chasing Investors Are Jumping into to the Deep End appeared first on Zamansky LLC. [read post]
2 Oct 2019, 10:21 am
Asarco LLC, 135 S. [read post]
27 Sep 2019, 10:10 am
According to a report from PricewaterhouseCoopers, in the first half of 2018 alone private equity companies invested more than $10 billion in healthcare deals. [read post]
25 Sep 2019, 10:41 pm
California Investment Immigration Fund, LLC. [read post]
23 Sep 2019, 6:51 am
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, and/or Fined by FINRACV Brokerage, Inc (CRD #462, Williamstown, New Jersey) July 2, 2019 Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it failed to establish and maintain a supervisory system and failed to establish, maintain and… [read post]
21 Sep 2019, 2:31 pm
Year M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 4-Sep-19Beyond IT ForensicsXact Data Discovery 15-Aug-19ayfie (Investee)Second Funding Round (Initial Funding Round June 2017)$10,000,000 8-Aug-19iCONECT (Investee)NewField Capital Partners (Investor) 1-Aug-19iControlESILegility 29-Jul-19CompiledKLDiscovery 29-Jul-19Strategic Legal… [read post]
13 Sep 2019, 5:49 am
Morley (Yale Law School), on Tuesday, September 10, 2019 Tags: Arbitrage, Disclosure, Exchange-traded funds, Investment Company Act, SEC, Securities regulation, Transparency Proxy Plumbing Recommendation Posted by Anne Sheehan and John C. [read post]
9 Sep 2019, 2:40 pm
With said control, the defendants allegedly transferred significant amounts of investor funds to Relief Defendant American National Investments, the corporate parent of ANI Development, the SEC reports. [read post]
