Search for: "D&A Equities, LLC"
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5 Jan 2017, 11:37 am
In Allied Waste Servs. of Massachusetts, LLC v. [read post]
4 Jan 2017, 3:55 pm
Schedule 13G/D and Section 16 Filings. [read post]
30 Dec 2016, 6:09 am
Guay and John D. [read post]
23 Dec 2016, 1:00 am
Nasdaq and NYSE Guidance on Equity Plan Amendments Increasing Share Withholding Posted by David M. [read post]
25 Nov 2016, 1:01 am
Reid, Davis Polk & Wardwell LLP, on Monday, November 21, 2016 Tags: Alternative entities, Asset management, Brexit, EU, Europe, Financial regulation, Fund managers, International governance, Private equity, Private funds, UK Thoughts for Directors Posted by Steven B. [read post]
11 Nov 2016, 4:07 am
Morgan Securities LLC (collectively, “Lead Underwriters”). [read post]
8 Nov 2016, 6:03 am
Supp. 2d 1131 (D. [read post]
21 Oct 2016, 1:00 am
Austin, Cleary Gottlieb Steen & Hamilton LLP, on Tuesday, October 18, 2016 Tags: Board independence, Boards of Directors, Business judgment rule, Controlling shareholders, Delaware cases,Delaware law, Fiduciary duties, Going private, Merger litigation, Mergers & acquisitions, Minority shareholders, Offer pricing, Shareholder suits Institutional Investor Cliques and Governance Posted by Alan D. [read post]
13 Oct 2016, 7:34 am
Alexandra D. [read post]
9 Oct 2016, 5:28 pm
On behalf of the DeCosters, Peter D. [read post]
22 Sep 2016, 2:06 pm
One provision would clarify what constitutes “control” of an LLC or other entity that is not a corporation, partnership, or limited partnership. [read post]
22 Sep 2016, 2:06 pm
One provision would clarify what constitutes “control” of an LLC or other entity that is not a corporation, partnership, or limited partnership. [read post]
3 Sep 2016, 4:15 am
Moreover, Alison D. [read post]
19 Aug 2016, 6:16 am
Gilson, Stanford Law School, Columbia Law School, and ECGI, on Wednesday, August 17, 2016 Tags: Agency model, Corporate forms, Corporate governance, Decision making, Fiduciary duties, Legal systems, Long-Term value, Securities regulation, Shareholder rights, Short-termism, Stakeholders CEO Pay-For-Performance Posted by Ira Kay, Pay Governance LLC, on Wednesday, August 17, 2016 Tags: Agency model, Equity-based compensation, Executive Compensation, Incentives, Management, Pay… [read post]
1 Aug 2016, 9:14 am
Please see below for potential questions to add to D&O questionnaires and/or which may be used as a D&O questionnaire supplement in the event D&O questionnaires for the next proxy statement have already been completed by directors. [read post]
29 Jul 2016, 6:03 am
Schwarcz, Duke University School of Law, on Monday, July 25, 2016 Tags: Agency costs, Business judgment rule, Capital markets, D&O insurance, Director liability, Financial crisis, Financial regulation, Incentives, Management, Moral hazard, Public interest, Risk committee, Risk oversight, Risk-taking, SIFIs,Systemic risk Delaware Court on LLC Managers’ Authority to Delegate Posted by David A. [read post]
22 Jul 2016, 11:01 am
Private Equity Fund Adviser Acting as an Unregistered Broker Settles SEC Charges. [read post]
30 Jun 2016, 9:20 am
D. [read post]
30 Jun 2016, 9:20 am
D. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
