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14 Jun 2017, 7:52 am by Adam Weinstein
In cases of selling away the investor is unaware that the advisor’s investments are improper. [read post]
20 Aug 2012, 9:40 am
The Securities and Exchange Commission ("SEC") has charged Rex Venture Group, LLC ("Rex") d/b/a ZeekRewards.com and its principal, Paul Burks of Lexington, North Carolina, with fraud in connection with an alleged $600 million Ponzi scheme. [read post]
31 May 2012, 10:55 am by McNabb Associates, P.C.
Lunn, 62, of Chicago, who did business as Lunn Partners LLC, an investment advisory business, will be arraigned at a later date in U.S. [read post]
10 Feb 2023, 7:04 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 10, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 3-9, 2023 Investing in Influence: Investors, Portfolio Firms, and Political Giving Posted by Raymond Fisman (Boston University), on Friday, February 3, 2023 Tags: Corporate governance, Institutional Investors, PAC, Russell 2000, S&P 500, Shareholders … [read post]
10 Feb 2023, 7:04 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 10, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 3-9, 2023 Investing in Influence: Investors, Portfolio Firms, and Political Giving Posted by Raymond Fisman (Boston University), on Friday, February 3, 2023 Tags: Corporate governance, Institutional Investors, PAC, Russell 2000, S&P 500, Shareholders … [read post]
20 Apr 2012, 11:38 am by Brandy Sargent
AFA Investment Inc., and its affiliates, including AFA Foods, American Foodservice Corporation, United Food Group, LLC, and American Fresh Foods (together “AFA”) have requested that the Bankruptcy Court overseeing their Chapter 11 cases approve procedures for a sale of all of their assets. [read post]
2 Nov 2007, 11:12 pm
(d) As interest on a loan though the amount of payment varies with the profits of the business. [read post]
14 Jan 2017, 6:49 am by Adam Weinstein
  Mustaphalli registered the investment advisor with the SEC under the name Mustaphalli Advisory Group, LLC (MAG) until December 2014. [read post]
5 Sep 2009, 8:00 am
Lorne Vice Chairman and Chief Legal Officer of Millennium Management LLC Co-Director Stanford Law School's Director's College Thomas Z. [read post]
29 Jan 2010, 11:35 am by Page Perry LLC
Boyd Page, noted "we're seeing a lot of this kind of problem in cases arising out of private (Reg D) offerings. [read post]