Search for: "D & D Management and Investement, LLC"
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8 Jan 2018, 3:37 am
O=PDF&T=&Y=&D=&FID=1001228816&iid=4095755 [5] Nasdaq, Life Storage, Inc. [read post]
5 Jan 2018, 6:43 pm
” The definition also includes a trade or business where the performance of services consists of investing and investment management trading or dealing in securities, partnership interests, or commodities. [read post]
29 Dec 2017, 7:51 am
Risks of Regulation D Private Placement Investments Life Settlements Absolute Return I LLC is a Regulation D Private Placement investment. [read post]
20 Dec 2017, 7:54 am
According to the Form D, the commissions for sales of Bakken Drilling Fund IV are “Up to 8.35% to pay broker commission and wholesaling fee and up to 1% to pay managing broker dealer fee. [read post]
18 Dec 2017, 4:43 am
Copyright © 2007-2017 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
17 Dec 2017, 9:07 am
FINRA found that Guttman participated in the sales of these membership interests by soliciting the membership interests to investors; communicating with investors about their investments; drafting, distributing, and collecting the investment agreements; collecting and depositing investors’ checks into the companies’ bank accounts; and managing the companies as one of only two managing members. [read post]
16 Dec 2017, 12:00 am
Something that could be very relevant to being able to manage the affairs of your 18‑year‑old who’s in college is the ability to manage digital assets. [read post]
15 Dec 2017, 11:05 am
Included in Woodbridge’s entities or mortgage funds are: WMF Management LLC Woodbridge Group of Companies Woodbridge Mortgage Investment Fund 1,LLC; Woodbridge Mortgage Investment Fund 2, LLC; Woodbridge Mortgage Investment Fund 3, LLC; Woodbridge Mortgage Investment Fund 3A, LLC; Woodbridge Mortgage Investment Fund 4, LLC; Woodbridge Mortgage Investment Fund PA, LLC;… [read post]
15 Dec 2017, 3:00 am
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. [read post]
12 Dec 2017, 4:36 pm
Howey Co., which states that a security is an investment contract in which a person 1) invests their money; 2) in a common enterprise; 3) with an expectation of profits; 4) based on the efforts of the promoter or a third party. [read post]
11 Dec 2017, 3:25 am
File No. 3-18309 / December 13, 2017) Meadlin was the co-founder, managing member, Chief Operating Officer and Chief Financial Officer of investment advisory firm Hyaline Capital Management, LLC., which was SEC-registered from May 2014 until August 2015, when Meadlin withdrew its registration. [read post]
11 Dec 2017, 3:23 am
In the Matter of Justin D. [read post]
9 Dec 2017, 1:07 am
By Lorene D. [read post]
9 Dec 2017, 12:00 am
It’s nothing that we could manage. [read post]
2 Dec 2017, 12:00 am
It’s not going to be the kind of rewarding event, as if you’d hit the lotto, or made a great bet at the casino, or something like that. [read post]
14 Nov 2017, 3:27 am
” Chairman Clayton, a seasoned securities regulation veteran and expert cautioned that many ICO platforms were susceptible to manipulation and other fraudulent practices by ICO insiders, management, and better-informed traders. [read post]
8 Nov 2017, 7:40 am
Instead, Hunters Mill listed Jennifer Nutt as its managing agent. [read post]
8 Nov 2017, 7:40 am
Instead, Hunters Mill listed Jennifer Nutt as its managing agent. [read post]
25 Oct 2017, 10:18 am
As part of its business, Titan sponsors and manages certain investment partnerships, including Atlas 28-2010. [read post]
11 Oct 2017, 11:37 pm
Bringing the first group (sponsors) and the second group (investors) together allows them to purchase and manage far bigger properties than each group could manage on their own.In a (simplified) real estate syndication transaction, typically an LLC or an LP gets formed, which conducts an offering of its securities and then purchases the property using the proceeds of the offering. [read post]
