Search for: "E*TRADE Clearing, LLC" Results 521 - 540 of 556
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18 Jun 2018, 5:27 pm by Wolfgang Demino
"In the "Conclusion" section, the Smiths stated: "When the Court takes into account the Statutes and Case Law and applies them to the facts of this case . . . it is clear why it is necessary for agency authorization from the principal [to] be proved by any mortgage servicer, lawyer, employee or assignee. [read post]
19 Jan 2014, 2:16 pm by Ken White
Padrick, an expert on distressed businesses at a financial services firm called Obsidian Finance Group, LLC, was well qualified for the job. [read post]
1 Sep 2018, 9:28 am by MOTP
In response, the Cleveland's asserted a counterclaim against SGB for fraud, Deceptive Trade Practices Act violations, negligent misrepresentation, breach of contract, breach of implied warranty, and a request for declaratory relief wherein they request the trial court to declare the arbitration language in the contract is permissive and does not compel Cleveland to arbitrate. [read post]
9 Jul 2012, 1:11 pm
Alice Corporation got patents on a computerized trading platform that ameliorates settlement risk. [read post]
6 Dec 2009, 9:11 pm by smtaber
If you would like to receive this update in an e-mail delivered to your inbox every Monday, please send an e-mail to subscribe@taberlaw.com with the word “subscribe” in the subject line. [read post]
18 Sep 2008, 8:56 pm
Issue: Whether removing and reinserting previously-disabled access cards into DirecTV receivers constitutes “assembly” of piracy devices under Section 605(e)(4) of the Federal Communications Act. [read post]
31 Oct 2009, 4:06 pm by admin
  If you would like to receive this update in an e-mail delivered to your inbox every Monday, please send an e-mail to subscribe@taberlaw.com with the word “subscribe” in the subject line. [read post]
27 Mar 2023, 9:01 pm by renholding
Conversely, “Retail Trade” filings increased from 4% to 9%, the high watermark in recent years. [read post]
22 Feb 2016, 4:36 pm by Kevin LaCroix
Courts have held that the scope of liability under section 10(b)(5) is broad, and it has been used against a wide range of behaviors from misleading statements in company filings and documents to insider trading and market manipulation cases. [read post]
24 Dec 2020, 8:30 pm by Jim Sedor
Chris Collins, convicted on charges related to insider trading, and former Rep. [read post]
24 Jan 2014, 12:57 am by Kevin LaCroix
In many jurisdictions, corporate officials sued for their actions undertaken in their corporate capacity may be able to defend themselves in reliance on the “business judgment rule. [read post]
23 Apr 2018, 1:20 am by Kevin LaCroix
Congress Passes SLUSA to Block Plaintiffs’ State Court Stratagem Prior to the Reform Act, state court litigation of class actions involving nationally traded securities had been rare. [read post]
14 Feb 2009, 11:56 am
Despite the overwhelming number of class action cases flowing through the federal judiciary, the Supreme Court has continued to steer clear of core Rule 23 and class certification issues for many years–a trend that should not and cannot last much longer. [read post]
2 Aug 2010, 11:15 am by Steven M. Taber
Department of Justice and the South Coast Air Quality Management District announced that Lifoam Industries, Inc. will pay $450,000 in fines, claiming the company violated the federal Clean Air Act and state air quality laws at its polystyrene manufacturing facility at 2340 E. 52 Street in Vernon, Calif. [read post]