Search for: "E*Trade Securities LLC"
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5 Mar 2012, 2:08 am
Many institutions will not own stock that is trading under $5 per share. [read post]
1 Mar 2012, 12:30 pm
Mattel dismissal order.pdf (122.12 kb) Kolon Industries v E I du Pont re Feb. 2012 Sanctions Opinion.pdf (318.10 kb) [read post]
29 Feb 2012, 5:54 am
- bit.ly/wAuPVt (Solomon Banda) Reports and Resources CNSSI-4031 Cryptographic High Value Products (CHVP) (PDF) bit.ly/xHmRPd (Committee on National Security Systems) Microsoft Paper Focuses on Evolved Security, Privacy and Reliability Strategies for Cloud and Big Data – bit.ly/yR2QpG (Scott Charney) New Federal Guidelines Promote Uniform Treatment of eDiscovery in Criminal Proceedings – bit.ly/AjW6sa (Bracewell & Giuliani) New… [read post]
26 Feb 2012, 9:30 pm
Innovative Secured Solutions, LLC, 2012 U.S. [read post]
18 Feb 2012, 5:15 am
Such funds are covered by the Securities Exchange Act (1934 Act) and are required to file disclosures with the Securities and Exchange Commission (SEC), just like other publicly traded companies. [read post]
14 Feb 2012, 12:39 pm
Whitman, the head portfolio manager at Whitman Capital, LLC, related to alleged insider trading. [read post]
9 Feb 2012, 3:23 pm
They allegedly used hidden entities abroad to hide their trading and ownership of the securities. [read post]
9 Feb 2012, 10:28 am
Report the theft to the Federal Trade Commission (FTC). [read post]
8 Feb 2012, 2:00 am
The SEC, which supported the plaintiffs, is reviewing the decision, according to spokesman John Nester in an e-mailed statement. [read post]
6 Feb 2012, 4:30 am
Forget LLC or PC. [read post]
27 Jan 2012, 7:21 am
The SEC also claims that, while Stern was selling these securities, he also purchased small amounts of the stock at prices above the market to raise the market price and to create the false impression of legitimate trading activity. [read post]
23 Jan 2012, 4:56 pm
During that same time frame, Li was a 50 percent partner of Abby Pharmatech, LLC, a Delaware limited liability corporation, which purportedly served as a United States subsidiary to Chinese chemical producer, Xiamon KAK Science & Technology Co. [read post]
18 Jan 2012, 3:57 am
Klemchuk) Add Google+ to Your Law Firm as a Client Portal - bit.ly/wzpwvJ (Eric Hunter) Digitizing Health Records, Before It Was Cool - nyti.ms/zickzU (Milt Freudenheim) EPIC to FTC: Google Search + Google+ = Competition and Privacy Concerns – bit.ly/AbDVAn (John Horan) European Data Protection Supervisor Releases “Inventory” of 2012 Priorities - bit.ly/yAbajW (Bret Cohen) Federal Government Unveiling New Security Standards for Cloud-Based Service Providers (PDF) –… [read post]
14 Jan 2012, 9:00 am
The IRS learned that many taxpayers had engaged in a series of securities transactions that came to be known as a Son-of-BOSS transaction. [read post]
11 Jan 2012, 1:15 pm
The security involved was iStorage, Inc., a little-known, thinly traded penny stock, which in late 2004 and early 2005 was subject of a spam e-mail campaign touting the sale of the stock on the Pink Sheets. [read post]
3 Jan 2012, 9:21 pm
Securities and Exchange Commission. [read post]
3 Jan 2012, 1:05 pm
Secure Remote Support, Inc., 2011 WL 6291793 (N.D.Cal. [read post]
30 Dec 2011, 7:27 am
Madoff Investment Securities LLC was transferred to her estate and liquidated for approximately $2 million and the Trustee administering the Madoff liquidation filed a clawback suit against Mr. [read post]
23 Dec 2011, 9:38 am
Polozola in 2001 was a financial and operations principal with E*Trade Professional Trading LLC. [read post]
21 Dec 2011, 5:15 am
- bit.ly/sRn9Ee (George Crump) Blueprint for a Secure Cyber Future - bit.ly/s0Ut02 (US Department of Homeland Security) Chinese Law Firms Get Social on Weibo, ‘China’s Twitter’ bit.ly/tTAWaf (Ben Lewis) Facebook’s New Timeline: Important Privacy Settings to Adjust Now | CIO.com - bit.ly/vxVwbT (Kristin Burnham) First Look At The SP2 Hybrid Configuration Wizards - bit.ly/vNQIpK (Casper Manes) Health Information Exchanges Cross Interoperability Milestone |… [read post]
