Search for: "E TRADE SECURITIES LLC"
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24 May 2012, 8:56 am
According to court filings, from 2006 to 2009, Watson represented to investors in CFF that their funds would be invested via an equities-trading system developed by an expert consultant, Trade LLC. [read post]
9 May 2012, 7:13 am
Investors nationwide who have been the victim of financial fraud, may contact the Florida securities arbitration attorneys at McCabe Rabin, P.A. for a free and confidential consultation by calling toll free at 877.915.4040 or by e-mail to kelly@mccaberabin.com. [read post]
4 May 2012, 3:05 am
Contact the Federal Trade Commission to report the situation. [read post]
2 May 2012, 6:14 am
("UBS") and Wells Fargo Advisors, LLC ("Wells Fargo") a total of $9.1 million for selling more than $27 billion of complex, non-traditional exchange traded funds ("ETFs") to investors for whom the exotic ETFs were unsuitable. [read post]
2 May 2012, 5:52 am
bit.ly/Ij3Ytl (Sharon Nelson) Google Offers Big-Data Analytics – nyti.ms/JoDZ1T (Quentin Hardy) House Passes Two Cybersecurity Bills – bit.ly/JoC5hK (Hunton & Williams) ICO Issues First Penalty To The NHS Following Serious Data Breach - bit.ly/IjTZI1 (ICO) ISO27001 v SSAE 16 For Information Security - bit.ly/Ko7sJX (Andy Techholz) Is Someone Reading your Email in a Dirty Cloud? [read post]
2 May 2012, 5:00 am
Perfetuo, Chief Compliance Officer & Counsel, Alcion Ventures Robert E. [read post]
23 Apr 2012, 5:11 am
Witnesses include James Giddens, trustee of the Securities Investment Protection Act liquidation of MF Global Inc.; Louis Freeh, trustee for MF Global Holdings; Jill Sommers, commissioner of the Commodity Futures Trading Commission; Robert Cook, director of the Securities and Exchange Commission's Division of Trading and Markets; Richard Ketchum, president, chairman and CEO of the Financial Industry Regulatory Authority; and Terrence Duffy, executive chairman… [read post]
21 Apr 2012, 12:42 pm
He decided to leave Goldman and join Teza Technologies, LLC, a financial firm in Chicago with plans to develop its own HFT system. [read post]
23 Mar 2012, 10:36 am
Beatport, LLC, No. 10-cv-02912-RBJ-KMT, 2012 WL 872574 (D. [read post]
15 Mar 2012, 7:10 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
14 Mar 2012, 7:57 am
bit.ly/zpfcer (Elkan Abramowitz, Barry Bohrer) Reports and Resources Classified National Security Information Program for State, Local, Tribal and Private Sector (PDF) 1.usa.gov/yzxOby (Homeland Security) comScore Releases February 2012 U.S. [read post]
8 Mar 2012, 8:00 am
In Grace Hunt IT Solutions, LLC v. [read post]
5 Mar 2012, 2:08 am
Many institutions will not own stock that is trading under $5 per share. [read post]
1 Mar 2012, 12:30 pm
Mattel dismissal order.pdf (122.12 kb) Kolon Industries v E I du Pont re Feb. 2012 Sanctions Opinion.pdf (318.10 kb) [read post]
1 Mar 2012, 5:31 am
Investors nationwide who have been the victim of financial fraud, may contact the Florida securities arbitration attorneys at McCabe Rabin, P.A. for a free and confidential consultation by calling toll free at 877.915.4040 or by e-mail to kelly@mccaberabin.com. [read post]
29 Feb 2012, 5:54 am
- bit.ly/wAuPVt (Solomon Banda) Reports and Resources CNSSI-4031 Cryptographic High Value Products (CHVP) (PDF) bit.ly/xHmRPd (Committee on National Security Systems) Microsoft Paper Focuses on Evolved Security, Privacy and Reliability Strategies for Cloud and Big Data – bit.ly/yR2QpG (Scott Charney) New Federal Guidelines Promote Uniform Treatment of eDiscovery in Criminal Proceedings – bit.ly/AjW6sa (Bracewell & Giuliani) New… [read post]
26 Feb 2012, 9:30 pm
Innovative Secured Solutions, LLC, 2012 U.S. [read post]
18 Feb 2012, 5:15 am
Such funds are covered by the Securities Exchange Act (1934 Act) and are required to file disclosures with the Securities and Exchange Commission (SEC), just like other publicly traded companies. [read post]
14 Feb 2012, 12:39 pm
Whitman, the head portfolio manager at Whitman Capital, LLC, related to alleged insider trading. [read post]
9 Feb 2012, 10:28 am
Report the theft to the Federal Trade Commission (FTC). [read post]
