Search for: "FEDERAL FINANCIAL SERVICES, INC."
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7 Aug 2021, 8:46 am
On August 5, 2021, a proposed class action settlement was reached in the closely-watched privacy action against fintech services company Plaid Inc. [read post]
20 Oct 2011, 7:17 am
Well-known broker-dealer GunnAllen Financial Inc. closed in March 2010 after failing to meet FINRAand#39;s net-capital, and Okoboji Financial Services Inc., another big name, filed forms with FINRA to exit the business in July 2010. [read post]
24 Jun 2020, 6:29 am
Hoffman’s Expulsion from FINRA Hoffman worked as a broker for Ameriprise Financial Services, LLC, for three years starting in 2016. [read post]
24 Jun 2020, 6:29 am
Hoffman’s Expulsion from FINRA Hoffman worked as a broker for Ameriprise Financial Services, LLC, for three years starting in 2016. [read post]
7 Jun 2009, 12:25 am
The business involved was Malqui Financial Group, Inc. and Fast Tax Express Corp., both of which did business as Malqui Tax. [read post]
3 Jul 2008, 8:58 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]
19 Jun 2024, 6:04 am
Here are some of the notable fines: Blackbaud Inc. [read post]
4 Dec 2007, 12:57 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]
25 May 2012, 7:26 am
According to the Wall Street Journal, Impact Services, Inc of Oak Ridge, Tennessee filed a Chapter 7 liquidation and shut down operations. [read post]
16 May 2008, 1:39 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]
11 May 2012, 8:17 am
General Information Services, Inc., a "consumer class action based upon Defendant’s willful violation of the Fair Credit Reporting Act, 15 U.S.C. [read post]
22 Oct 2009, 2:27 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]
7 Jul 2013, 5:00 am
Related posts:PatentCore Joins Forces with LexisNexis® on Patent Advisor™Reed Technology and Information Services Inc., a part of the LexisNexis® family and a provider of content management services, announced earlier today that it has joined forces with PatentCore. [read post]
4 Jun 2019, 9:42 am
The Commission has previously charged issuers in settled cases alleging violations of these requirements, including Munchee Inc., Gladius Network LLC, Paragon Coin Inc. and CarrierEQ Inc. d/b/a Airfox. [read post]
1 Apr 2011, 7:13 am
Jackson Hewitt, Inc., --- A.3d ----, 2011 WL 1167189 (Md. [read post]
6 Oct 2014, 11:52 am
These initiatives are pursuant to the CFPB’s mandate to improve the financial literacy of American consumers, and in particular, its charge to provide consumers – especially low to moderate income consumers – with wealth-building strategies and access to financial services during the tax preparation process to claim certain credits and federal benefits. [read post]
12 Jul 2009, 10:44 pm
CNL Holdings Group, Inc. and W.P. [read post]
17 May 2017, 6:39 am
* * * The Anti-Kickback Statute prohibits, among other things, the knowing and willful payment of any remuneration to induce the referral of services or items that are paid for by a federal health care program, such as Medicaid. [read post]
17 May 2017, 6:39 am
* * * The Anti-Kickback Statute prohibits, among other things, the knowing and willful payment of any remuneration to induce the referral of services or items that are paid for by a federal health care program, such as Medicaid. [read post]
17 Feb 2011, 5:40 pm
Securities and commodities industry representatives told the House Financial Services Committee that CFTC and SEC rulemaking implementing the derivatives provisions (Title VII) of Dodd-Frank go beyond what the legislation requires and are not harmonized with international derivatives regulatory efforts. [read post]
