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16 Sep 2017, 3:16 pm by Charles (Chuck) Rubin
The Commissioner does not conduct a second examination when he does not obtain any new information. [read post]
4 Sep 2017, 2:20 pm by Kevin LaCroix
As of September 1, 2017, there were 144 federal court judicial vacancies, representing over 16% of the authorized federal judgeships. [read post]
9 Aug 2017, 9:09 pm by Adam Levitin
But that’s not what the McHenry-Meeks bill does. [read post]
31 Jul 2017, 4:00 am by Alan S. Kaplinsky
The Dodd-Frank Act provides that the CFPB “shall be considered an Executive agency, as defined in section 105 of title 5, United States Code. [read post]
23 Jul 2017, 6:19 pm by Brian Shiffrin
 Although there is no particular statute that directly states that we are entitled to search warrants and affidavits, CPL 240.20 does have a catchall provision that should be cited, and there is case law support. [read post]
22 Jul 2017, 2:22 pm by Kathleen Scott
The Volcker Rule does not apply to a non-US bank’s investment in or sponsorship of non-US funds organized and offered only outside the United States. [read post]
18 Jul 2017, 12:09 pm by Ken Herzinger
” [1] (1) Principle #1: The SEC’s mission is our touchstone; (2) Principle #2: Our analysis starts and ends with the long-term interests of the Main Street investor; (3) Principle #3: The SEC’s historic approach to regulation is sound; (4) Principle #4: Regulatory actions drive change, and change can have lasting effects; (5) Principle #5: As markets evolve, so must the SEC: (6) Principle #6: Effective rulemaking does not end… [read post]
18 Jul 2017, 12:09 pm by Ken Herzinger
” [1] (1) Principle #1: The SEC’s mission is our touchstone; (2) Principle #2: Our analysis starts and ends with the long-term interests of the Main Street investor; (3) Principle #3: The SEC’s historic approach to regulation is sound; (4) Principle #4: Regulatory actions drive change, and change can have lasting effects; (5) Principle #5: As markets evolve, so must the SEC: (6) Principle #6: Effective rulemaking does not end… [read post]
20 Jun 2017, 6:03 am by David Mooers-Putzer
The CLA does not confer rulemaking authority on the FTC. [read post]
3 Jun 2017, 7:23 pm by Chuck Cosson
[1] and the professional (how should industry and policymakers respond to questions related to algorithmic selection of news feeds and online content. [read post]
8 May 2017, 12:43 am by Sander van Rijnswou
Only after Frank inputs his selection from this customised menu is the beverage dispensed. [read post]
6 May 2017, 8:08 am
A paper-development workshop for authors whose submissions have been shortlisted for revision and re-submission is being organised at Aarhus University (Denmark) back-to-back with a seminar on Global Value Chains, tentatively on 5 and 6 December 2017. [read post]
5 May 2017, 6:00 am by Doug Cornelius
”  Notably missing from the definition of “private fund” is a fund that relies on the exclusion in section 3(c)(5) of the ICA but not either section 3(c)(1) or 3(c)(7). [read post]
1 May 2017, 5:00 am by Mike Madison
That’s Pittsburgh.[1] On the other hand, I live conceptually in the world of disruption and innovation, and disregard for precedent, social fabrics, and community. [read post]