Search for: "Financial Asset Securities Corporation" Results 521 - 540 of 4,890
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11 Dec 2018, 5:46 am by SEClaw Staff
We represent investors, financial professionals and investment firms, nationwide. [read post]
11 Jun 2007, 6:05 pm
In many cases, the workers have little financial sophistication, but huge portfolios of assets that must be invested for post-employment purposes. [read post]
24 Jan 2011, 12:03 am by Kevin LaCroix
As a result of the First Circuit’s January 20, 2011 opinion, the plaintiffs in the Nomura Asset Acceptance Corporation mortgage-backed securities lawsuit have managed to revive a slender portion of their case, albeit on a rather precarious basis. [read post]
16 Dec 2021, 10:30 am by The White Law Group
”  A real estate investment trust, or REIT, is a corporation, trust or association that owns and often manages income-producing real estate. [read post]
26 Oct 2011, 2:08 pm by James Hamilton
HR 1965 updates the federal securities laws to ensure that smaller community banks are not required to register with the SEC and comply with burdensome reporting requirements that are intended for larger corporations. [read post]
28 Jul 2023, 1:00 pm by ocgdev
Corporate trustees typically charge an annual fee based on the value of assets held in the trust. [read post]
27 Nov 2023, 9:34 am by Franklin C. McRoberts
Where actual damages may be questionable, difficult to prove, negligible, or even non-existent, the faithless servant doctrine can provide a powerful alternative remedy to secure meaningful financial redress. [read post]
27 Apr 2023, 9:01 pm by renholding
  But parts of the financial markets are beginning to notice in small ways the lack of legislative progress[1] and the broader financial markets may react in the coming months with implications for corporate capital raising, liquidity and risk management. [read post]
22 Jan 2021, 12:24 pm by Silver Law Group
(CRD#:12965) of Oakland, CA and Invest Financial Corporation (CRD#:12984) of Appleton, WI. [read post]
5 Aug 2009, 1:30 pm
  Founded in 2004, SecondMarket is the largest marketplace for illiquid assets, including private company stock, limited partnership interests in hedge funds and private equity, auction-rate securities, bankruptcy claims, structured products, whole loans and restricted securities in public companies. [read post]
29 May 2020, 5:40 am
Securities and Exchange Commission, on Thursday, May 28, 2020 Tags: Asset management, COVID-19, ESG, Institutional Investors, Investment advisers, Investor protection, Securities regulation [read post]
25 May 2021, 8:04 am by Leanne Krawchuk
Increasing weight is also being placed on non-financial ESG factors in valuations and pricing multiples for private corporations as well as public corporations, and that trend is expected to continue. [read post]
30 Jun 2022, 11:27 am by Andrew N. D'Aversa
  These echo the suggestions of the Cybersecurity and Infrastructure Security Agency, a government agency within the Department of Homeland Security, in their recently announced Shields Up initiative. [read post]
17 May 2012, 9:46 pm
Baker who is charging bank officers and directors with waste of corporate assets, breach of fiduciary duty, and unjust enrichment, is seeking unspecified damages from the bank officers and directors. [read post]
8 Oct 2021, 8:50 am by anne
  The opaque financial structures outlined in the Pandora Papers permit money-laundering and hamper government efforts to recover the proceeds of unlawful activity including violations of securities and commodities laws and the Foreign Corrupt Practices Act. [read post]
16 Apr 2024, 12:26 pm by Gina Zuel
The Corporate Transparency Act (“CTA”) was implemented as of January 1, 2024, to combat illicit financial activities. [read post]
26 Feb 2010, 1:58 am by Kevin LaCroix
At the beginning of the class period in January 2007, the majority of MoneyGram’s $5.85 billion portfolio was held in asset-backed securities, mortgage-backed securities and collateralized debt obligations, backed in part by residential mortgages. ? [read post]
6 Oct 2009, 5:10 am
Next Financial also was one of a number of independent broker-dealers with advisers selling private securities of an oil and gas partnership - Provident Asset Management LLC of Dallas - that the Securities and Exchange Commission (SEC) brought charges against last month for allegedly committing a $485 million Ponzi scheme. [read post]