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6 Feb 2019, 7:26 am by John Jascob
"Paid sick time" also would cover many circumstances, including medical and mental health conditions, caring for relatives or children, and treatment for or recovery from domestic violence, sexual assault or stalking (including obtaining services from a "victim services organization," which is defined to include nonprofit, nongovernmental organizations and victim advocates, such as rape crisis centers).The Warren bill compared. [read post]
22 Jan 2019, 12:30 pm by admin
Bruce Smith Has Two Disclosures in His 26 Years in the Securities Industry & Has Been Registered with Ameriprise Since 1992 Bruce Smith has two disclosures in his 26 years in the securities industry and has been registered with Ameriprise Financial Services, Inc. in Bartlesville, Oklahoma since June 29, 1992, FINRA reports. [read post]
22 Jan 2019, 12:25 pm by admin
Ronald Cole Suspended by UBS Financial Services, Inc. [read post]
16 Jan 2019, 7:58 am by admin
Steven Knuttila most recently worked at Capital Financial Services, Inc. in Perham, Minnesota from June 4, 2012 to December 31, 2017, FINRA states. [read post]
10 Jan 2019, 7:58 am by admin
Matthew Baltz has 4 disclosures during his 22 years of experience in the securities industry, FINRA states, and has worked at 9 firms including the following: • Cambridge Investment Research, Inc., Auburn, California— February 28, 2014 – December 31, 2017 • Investors Capital Corp., Auburn, California— August 17, 2011 – March 18, 2014 • Securities America, Inc., Auburn, California— January 23, 2009 – September 1, 2011… [read post]
8 Jan 2019, 12:38 pm by Cynthia Marcotte Stamer
Current Barriers According to the Report, HHS heard from stakeholders over the past year that barriers to interoperable access to health information remain, including technical, financial, trust, and business practice barriers. [read post]
7 Jan 2019, 2:35 pm by Kevin LaCroix
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
28 Dec 2018, 4:04 pm
On July 22, 1998, Alice Kimble signed a “Numbered Account Agreement” that directed UBS physically to retain all correspondence about the UBS account at the bank in Switzerland and paid a fee for that service. [read post]
27 Dec 2018, 9:08 am by admin
Michael Kurtz worked at Henley & Company LLC in Roslyn Heights from January 4, 2010 until July 30, 2018, and with Raymond James Financial Services, Inc. in Roslyn Heights from January 3, 2006 until December 15, 2009, FINRA notes. [read post]
24 Dec 2018, 7:31 am by admin
Paul Murans has also worked for UBS Financial Services Inc. in Indianapolis, Indiana from March 11, 2011 until November 6, 2017 and also was registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Indianapolis, Indiana from April 11, 2003 until March 28, 2011, FINRA states. [read post]
22 Dec 2018, 8:23 am by Staff Attorney
  From August 2012 until August 2017 Kelly was associated with Capital Financial Services, Inc. [read post]
15 Dec 2018, 8:40 am by Staff Attorney
  From June 2007 until September 2013 Hightower was registered with UBS Financial Services Inc. [read post]
15 Dec 2018, 7:41 am by Cynthia Marcotte Stamer
Stamer has worked closely with these and other clients on the design, development, administration, defense, and breach and data recovery of health care, workforce, insurance and financial services, trade secret and other information technology, data and related process and systems development, policy and operations throughout her career. [read post]