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12 Mar 2008, 8:35 am
  Banks and rating agencies were gripped by the pretence that all finance can be calculated by risk-modelling eggheads. [read post]
29 Apr 2009, 8:40 pm
Taking recommendations from capital market leaders, the NVCA focuses on the venture capital industry, investment banking, accounting professions, law firms, stock exchanges and the government to to restore a vibrant IPO environment once the economy comes back.Recognizing that today's market environment is challenging especially for small cap IPOs, due to the high costs of going public, the constituents involved in the process, and the restrictions placed on potential… [read post]
6 Sep 2013, 12:05 pm by Aleesha Khan
In the second quarter, Florida banks earned $296 million, up from $249 million in the first quarter. [read post]
27 Aug 2012, 5:58 pm
 I believe that the ideological opponents of the capital gains tax (like Paul Ryan) take the first view--and think of capital investments as similar to potatoes. [read post]
9 Oct 2011, 7:11 pm
You need the interesting first part of this article to appreciate the logic and explanation of what he is saying about some of the trader fraud at investment banks and the mortgage crisis we are still in the middle of and whether the US taxpayer should be bailing these banks out. [read post]
27 Aug 2018, 8:34 am by ccollins
Brokers, advisers and insurance agents implicated in alleged $100 million investment fraud, April 23, 2018 The Consent Order in the Galvin Case (PDF) The SEC Case in the Rothenberg Case (PDF) More Blog Posts:Unregistered Brokers Are Charged With Selling More Than $243M of Woodbridge Securities to Over 1600 Investors, August 24, 2018 Ex-Wells Fargo Advisors Claim Bank Pressured Them to Sell Products That Charged Higher Fees to High-Net Worth Investors, August 23, 2018 GPB Capital… [read post]
14 Sep 2009, 2:53 am
  First, on September 8, 2009, plaintiffs filed a securities class action lawsuit in the Central District of California against Pacific Capital Bancorp and certain of its directors and officers, as well as a stock analyst that follows the bank’s stock. [read post]
18 Dec 2023, 9:12 am by Simon Lovegrove (UK)
On 18 December 2023, the European Banking Authority (EBA) published a final report on the guidelines on benchmarking of diversity practices, including diversity policies and gender pay gap, under the Capital Requirements Directive IV and the Investment Firms Directive. [read post]
27 Oct 2014, 5:00 am by Tomiko Brown-Nagin
When it established the Bank of England, the government shared its monopoly over money creation for the first time with private investors, institutionalizing their self-interest as the pump that would produce the money supply. [read post]
21 Dec 2009, 1:53 am by Kevin LaCroix
  I have previously commented the high numbers of bank failures in Georgia, which has been referred to as the "bank failure capital of the world. [read post]
17 Apr 2012, 3:47 pm by peweditor
Ex-Im Bank provides working capital guarantees (pre-export financing); export credit insurance; and loan guarantees and direct loans (buyer financing). [read post]
9 May 2015, 6:59 am by John Jascob
NYDFS announced that, in granting charter under New York banking law to New York City-based itBit Trust Company, LLC, the company is the first virtual currency company to receive such a charter.NYDFS had announced last year that it would be accepting licensing applications for virtual currency exchanges under New York banking law. [read post]
15 May 2013, 6:56 pm by rhall@initiativelegal.com
The meetings, with agenda items such as “the end of class actions,” brought together otherwise staunch competitors, including Bank of America, American Express, Capital One, Chase Bank, Discover, HSBC, MBNA, and Providian. [read post]
31 Aug 2011, 3:41 am
This would mean that a private bank conducting an IPO in the first 2-year period will have to largely rely on the domestic supply of capital. [read post]
21 Jun 2010, 1:08 pm by Anastasia de Waal
“New York City is the world capital of banking. [read post]
This is the structure envisioned by the Policy Statement's first exemption from its applicability, and is "strongly encouraged by the FDIC. [read post]
14 Aug 2018, 9:01 pm by Neil H. Buchanan
  One theory about his affinity for Russia, for example, is that he had burned his reputation so badly with US banks that he could only obtain financing from Russian-backed banks. [read post]
19 Jan 2011, 12:24 am by Kevin LaCroix
The complaint alleges that by concentrating the bank's activities in these riskiest loans, the bank suffered capital and liquidity problems. [read post]
6 Aug 2019, 3:09 pm by Kevin LaCroix
Ironically, Capital One is considered by many to be a digital banking pioneer and one of the more cyber-savvy companies in the world, evidencing how even the most technologically mature organizations are struggling to manage the rising force of third-party cyber-risk. [read post]