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5 Jan 2012, 2:17 pm
The proposed regulations implementing Dodd-Frank’s Volcker Rule provisions would have an adverse impact on the trading of Japanese government bonds, in the view of the Financial Services Agency and the Bank of Japan. [read post]
29 Mar 2018, 7:00 am
Senate passed a new bill which will implement significant amendments to the Dodd-Frank Act, easing regulatory requirements. [read post]
9 Dec 2009, 3:18 pm
But every Wednesday I listen to Frank Deford's Sweetness and Light on National Public Radio. [read post]
9 Dec 2009, 3:18 pm
But every Wednesday I listen to Frank Deford's Sweetness and Light on National Public Radio. [read post]
11 Jul 2016, 2:47 pm
On July 7, 2016, the Federal Reserve announced that it will extend until July 21, 2017 the conformance period for banking entities to divest ownership in certain legacy investment funds and terminate relationships with funds that are prohibited under Section 619 of the Dodd-Frank Act, commonly known as the Volcker Rule. [read post]
1 Feb 2007, 6:26 am
HSBC appointed Frank Slevin as its head of global banking, Asia-Pacific, a move aimed at building up its investment banking in the region. [read post]
5 Mar 2018, 2:03 pm
Under the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act“), the Board of Governors of the Federal Reserve System (the “Board“) is required to conduct annual stress tests of holding companies with $50 billion or more in assets. [read post]
17 Aug 2015, 9:05 pm
” [Nick Goseland, Above the Law] Tags: banks, California, class action settlements, corporate governance, Frank Easterbrook, securities litigationBanking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
21 Aug 2014, 6:06 am
Title VII of the Dodd-Frank Act created an important and entirely new regulatory framework for the over-the-counter derivatives market. [read post]
17 Feb 2012, 11:00 am
Representative Barney Frank, of the Dodd-Frank bill to regulate the banking industry, is getting married and that’s as good a reason as any to remember just what difficulties lay ahead of him. [read post]
9 Jun 2014, 12:07 pm
The changes were to Section 171 of Dodd-Frank (the Collins Amendment). [read post]
9 Jun 2018, 7:21 am
It is not a major overhaul of Dodd-Frank, nor is it strictly a community bank law, as headlines alternatively suggest. [read post]
9 Oct 2017, 12:08 pm
” One such finding is that since the enactment of Dodd-Frank, “some very large banking organizations operating in the United States have repeatedly violated Federal banking and consumer protection laws by engaging in unethical business practices” and that such banks “continue to act with impunity and violate numerous laws designed to protect consumers” despite enforcement actions that have been taken “most notably”… [read post]
4 Feb 2018, 10:13 am
At least one bank officer also testified that Frank, though blind, was competent to understand the transactions he made. [read post]
4 Feb 2018, 10:13 am
At least one bank officer also testified that Frank, though blind, was competent to understand the transactions he made. [read post]
24 Jul 2011, 12:00 pm
Dodd-Frank provides a number of tools to prevent banks and other financial firms from engaging in excessive borrowing and betting that result in taxpayer-funded bailouts. [read post]
26 Jul 2009, 10:52 pm
The AFL-CIO has supported this effort and sought Congressional support for the effort.Congressman Barney Frank has been an outspoken critic of the EWI for some time and has been putting pressure on the Bank to change the indicator. [read post]
28 May 2011, 3:26 pm
Waters’ husband, Sidney Williams, was an investor in one of the banks that merged into OneUnited and owned stock holdings estimated at $350,000. [read post]
17 Jun 2011, 3:28 pm
To wit, my only Dodd-Frank thought is on the visuals. [read post]
14 Jan 2015, 2:19 pm
(AP) Propelled by its enlarged Republican majority, the House has moved to ease a landmark law reining in banks and Wall Street, more than six years after a financial crisis brought on the Great Recession. [read post]
