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11 Feb 2021, 7:45 am
During the drafting of the Dodd-Frank Act, Gensler was a force of nature. [read post]
10 Feb 2021, 7:06 am
The letter notes that, consistent with the Dodd-Frank Act, the FTC continues to coordinate certain ECOA enforcement, rulemaking, and other activities with the CFPB pursuant to a memorandum of understanding with the Bureau. [read post]
10 Feb 2021, 5:53 am
He/she may also be listed as your beneficiary on bank accounts, retirement accounts, and/or life insurance. [read post]
4 Feb 2021, 8:30 pm
Nonprofit Tied to Amalgamated Bank Looks to Capture Corporate Donors Through New Fund Following Capitol Hill Riot CNBC – Brian Schwartz | Published: 2/2/2021 A nonprofit tied to Amalgamated Bank is launching a fund with the intent of capturing political donations from corporations that have stopped giving after the riot on Capitol Hill. [read post]
29 Jan 2021, 3:40 pm
Plaintiffs allege that Lucille and Frank Jr. [read post]
29 Jan 2021, 3:40 pm
Plaintiffs allege that Lucille and Frank Jr. [read post]
28 Jan 2021, 5:56 am
Gensler’s nomination would please liberal Democrats who cheered the former regulator’s tough approach to rule-making during the Obama administration, when he spearheaded the overhaul of derivatives markets mandated by the 2010 Dodd-Frank Act and oversaw enforcement actions against investment banks accused of manipulating benchmark interest rates. [read post]
27 Jan 2021, 8:13 am
The original Senate version of the bill closely mirrored the Dodd-Frank Act, and WNN fully supported the Senate version. [read post]
22 Jan 2021, 8:50 pm
US: draft Article 11 EMIR equivalence decision for US Prudential Regulators recognises the legal, supervisory and enforcement arrangements of the US for the exchange of collateral that apply to transactions regulated as ‘swaps’ as defined in section 721 of the Dodd-Frank Act or ‘security-based swaps’ as defined in section 761 of the Dodd-Frank Act and that are not cleared by a central counterparty as equivalent to the requirements of Article 11(3) EMIR,… [read post]
20 Jan 2021, 6:02 am
FINRA alleged that between January 2018 through May 2019, while employed by First Standard Financial Company in Red Bank, NJ, Frank Lucchetto excessively and unsuitably traded a customer’s account, in violation of FINRA Rules 2111 and 2010. [read post]
18 Jan 2021, 11:57 am
He even suggested amending the Dodd-Frank financial reform legislation to forbid banks from holding more than 10 percent of the nation’s deposits. [read post]
18 Jan 2021, 11:30 am
Gensler chaired the CFTC from 2009 to 2014, during which he oversaw the implementation of sweeping changes to the agency mandated by the Dodd-Frank Act. [read post]
18 Jan 2021, 11:30 am
Gensler chaired the CFTC from 2009 to 2014, during which he oversaw the implementation of sweeping changes to the agency mandated by the Dodd-Frank Act. [read post]
15 Jan 2021, 5:58 am
Harvey (Duke University), Ashwin Ramachandran, and Joey Santoro, on Thursday, January 14, 2021 Tags: Banks, Blockchain, Capital formation, Cryptocurrency, Equity offerings, Financial institutions, Financial regulation, Financial technology [read post]
15 Jan 2021, 4:01 am
As Williams’ bank account grew, so did his arrogance and insufferable disposition. [read post]
13 Jan 2021, 7:21 am
The agency was charged with ensuring Fannie and Freddie, as well as the Office of Finance Federal Home Loan Bank System and the various Federal Home Loan Banks, operate in a “safe and sound manner” and foster “liquid, efficient, competitive, and resilient national housing finance markets. [read post]
12 Jan 2021, 9:58 am
Congress should reconcile the civil penalty and redress authorities of the federal banking regulators, the Bureau, and the FTC, including giving the FTC statutory authority to obtain consumer restitution for any unfair or deceptive practice that is dishonest or fraudulent and giving the Bureau and federal banking regulators civil penalty authority for unfair or deceptive acts and practices that are also dishonest or fraudulent or that violate another statute or regulation. [read post]
10 Jan 2021, 2:23 pm
Through the related action provisions of the Dodd-Frank Act, whistleblowers are also entitled to monetary awards for enforcement actions carried out by other agencies when the related actions are based on the same original information. [read post]
10 Jan 2021, 2:23 pm
Through the related action provisions of the Dodd-Frank Act, whistleblowers are also entitled to monetary awards for enforcement actions carried out by other agencies when the related actions are based on the same original information. [read post]
7 Jan 2021, 3:14 pm
In support of its claims, the Complaint argues in detail that: (1) “the statutes relied upon by the OCC do not authorize it to preempt state laws”; (2) the statutory terms are clear and therefore not subject to administrative agency interpretation; (3) the Rule is an unreasonable interpretation of federal law, citing the Madden decision for the proposition that national banks enjoy preemption of state laws because they are subject to OCC oversight but that the Rule would enable… [read post]
