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28 May 2022, 8:12 am by sbarder2@illinois.edu
At the Aspen Security Forum, Gary Gensler, chair of the SEC, compared the state of cryptocurrency regulation to the “Wild West,” noting its lack of investor protection.[1]  Gensler has continued to repeat the “Wild West” metaphor when discussing the challenges and lack of cryptocurrency regulation, which leave individual investors and financial markets vulnerable to fraud.[2] Although the Internal Revenue Service (“IRS”), Financial… [read post]
27 May 2022, 6:31 am
Securities and Exchange Commission, on Thursday, May 26, 2022 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Greenwashing, Institutional Investors, Materiality, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Chair Gensler on ESG Disclosures Proposal Posted by Gary Gensler, U.S. [read post]
27 May 2022, 6:31 am
Securities and Exchange Commission, on Thursday, May 26, 2022 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Greenwashing, Institutional Investors, Materiality, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Chair Gensler on ESG Disclosures Proposal Posted by Gary Gensler, U.S. [read post]
26 May 2022, 9:03 pm by Gary Gensler
This statement was issued on May 25, 2022, by Gary Gensler, chairman of the U.S. [read post]
26 May 2022, 2:21 am by John Jascob
As the fund industry has developed, gaps in the current Names Rule may undermine investor protection," said SEC Chair Gary Gensler. [read post]
25 May 2022, 3:31 am by Liz Dunshee
Earlier this week, the lawmakers sent this letter to SEC Chair Gary Gensler, saying: We write to urge the Securities and Exchange Commission (SEC) to require the disclosure of standardized data of race, ethnicity, gender, sexual orientation, and disability status. [read post]
24 May 2022, 6:30 am
Earlier this week, SEC Chair Gary Gensler gave the keynote address for an investor briefing on the SEC Climate Disclosure Rule presented by nonprofit Ceres. [read post]
24 May 2022, 6:30 am
Earlier this week, SEC Chair Gary Gensler gave the keynote address for an investor briefing on the SEC Climate Disclosure Rule presented by nonprofit Ceres. [read post]
23 May 2022, 5:45 pm by Stoltmann Law Offices
“Allianz Global Investors admitted to defrauding investors over multiple years, concealing losses and downside risks of a complex strategy, and failing to implement key risk controls,” said SEC Chair Gary Gensler. [read post]
20 May 2022, 11:01 am by Gus Hurwitz
Khan, joined by Securities and Exchange Commission (SEC) Chair Gary Gensler, made the regular trip to Congress to ask for a bigger budget to support more hires. [read post]
20 May 2022, 6:30 am
House Appropriations Committee Posted by Gary Gensler, U.S. [read post]
20 May 2022, 6:21 am by John Jascob
Nelson, J.D.SEC Chair Gary Gensler’s backstory for the agency’s FY23 appropriations request is one that he could have delivered when he was chair of the CFTC—the agency is under-resourced for the size of the markets it is tasked with regulating. [read post]
19 May 2022, 6:36 am by John Jascob
., LL.M.The use of predictive data analytics and other digital engagement practices is rapidly transforming the way brokers and advisers engage with investors, but these electronic “behavioral nudges” raise important issues about the nature of investment advice and fairness in the financial markets, according to SEC Chairman Gary Gensler. [read post]
18 May 2022, 9:01 pm by Gary Gensler
Good morning, Chairman Quigley, Ranking Member Womack, and members of the Subcommittee. [read post]