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9 Nov 2018, 5:31 am
Costumes, Candy, and Compliance: Remarks at the National Membership Conference of the National Society of Compliance Professionals by SEC Commissioner Hester Peircehttps://www.sec.gov/news/speech/speech-peirce-103018In another thoughtful yet provocative speech, SEC Commissioner Peirce muses about the best way to calibrate enforcement in terms of encouraging diligent in-house compliance policies and practices. [read post]
31 Oct 2018, 7:30 am
Calling back to the 2009 G20 summit in Pittsburgh, SEC Commissioner Hester Peirce urged attendees at the International Regulators Conference to exercise caution when regulating the derivatives markets. [read post]
23 Oct 2018, 6:47 am
Norma Jean Hester leased her one-third mineral interest in lands in Glasscock County to Apache, reserving a 1/4th royalty. [read post]
21 Oct 2018, 9:20 pm
Brandi Hester, Applications Development Manager for Hunton Andrews Kurth, discusses how the modern Applications Development team focuses less on actually developing applications from scratch to providing a services, security, access, and connecting the dots on all that data. [read post]
19 Oct 2018, 6:08 am
Miller, and Jeohn Salone Favors, Wachtell, Lipton, Rosen & Katz , on Friday, October 12, 2018 Tags: Broker-dealers, Compliance & ethics, Cybersecurity, Investment advisers, Risk, Risk oversight, SEC, SEC enforcement, Securities enforcement Statement at Open Meeting on Re-Opening Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Posted by Hester M. [read post]
18 Oct 2018, 7:57 am
Commissioners Hester Peirce and Elad Roisman concurred in the Commission’s opinion via a separate joint statement. [read post]
13 Oct 2018, 7:20 am
Posted by Hester M. [read post]
9 Oct 2018, 5:21 am
Somewhat softening this broadside, Commissioner Hester Peirce urged “humility” in the SEC’s response to cryptocurrencies and cautioned against regulatory overprotectiveness. [read post]
5 Oct 2018, 3:13 pm
In a lengthy address, she discussed "concerns that I have about government attempts to remake corporations for the benefit of so-called stakeholders. [read post]
3 Oct 2018, 3:00 am
I previously blogged about how Hester Peirce’s dissent from the SEC’s refusal to permit the listing of a bitcoin ETF earned her the moniker “Crypto Mom” from crypto enthusiasts. [read post]
2 Oct 2018, 9:35 pm
From her address to the Michigan Law School: I want to urge you to expand your vision of how one can serve the public as a lawyer. [read post]
28 Sep 2018, 6:15 am
Schwartz, Wachtell, Lipton, Rosen & Katz, on Monday, September 24, 2018 Tags: Board composition, Boards of Directors, California, Charter & bylaws, Diversity, Incorporations, Jurisdiction, SB 826, Securities regulation, State law My Beef with Stakeholders: Remarks at the 17th Annual SEC Conference, Center for Corporate Reporting and Governance Posted by Hester M. [read post]
25 Sep 2018, 6:42 am
” The suitability standard asks that brokers merely match the investor’s profile and objectives with the investments themselves, whereas the best interest standard forces investment advisors to choose products that are strictly in the investor’s best interest, even at the expense of the advisor’s best interest (hence the name).Trump Admin Says No More Securities Class ActionsLast month, the Trump appointed SEC Commissioner, Hester Peirce, suggested that she supports… [read post]
24 Sep 2018, 10:50 am
Posted by Hester M. [read post]
21 Sep 2018, 11:14 am
In Devon Energy, a part-owner — Norma Jean Hester — of a certain mineral interest under lands located in Glasscock County leased her interest to Apache Corporation. [read post]
19 Sep 2018, 7:06 am
Seeming to embrace the new moniker of “CryptoMom,” SEC Commissioner Hester Peirce told attendees of the Cato Institute’s FinTech Unbound Conference that she would likely be a “free-range” mother that would encourage a child to learn and explore with limited supervision. [read post]
17 Sep 2018, 9:21 am
Motherhood and Humble Pie: Remarks before the Cato Institute’s FinTech Unbound Conference (Speech by SEC Commissioner Hester Peirce)https://www.sec.gov/news/speech/speech-peirce-091218Commissioner Peirce discusses her dissent from the SEC’s decision to reject a bitcoin-related exchange-traded product as announced in Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by… [read post]
6 Sep 2018, 7:25 am
The Commission currently has two Independents, Chairman Jay Clayton and Commissioner Robert Jackson, one Republican, Commissioner Hester Peirce, and one Democrat, Stein. [read post]
23 Aug 2018, 2:00 am
Micah Hester, Kellie R. [read post]
15 Aug 2018, 2:59 pm
Below the fold are the results of the 2018-2019 Law Professor Twitter Census. [read post]
