Search for: "INSTITUTIONAL TRADING CORPORATION" Results 521 - 540 of 6,400
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15 Apr 2023, 2:54 am
A trade group funded by Apple and Google has said the companies cannot stop app downloads in a single state. [read post]
14 Apr 2023, 5:01 am by Jim Dempsey
In its IT handbook, the Federal Financial Institutions Examination Council provides overall guidance, including detailed examination procedures on cybersecurity issues. [read post]
12 Apr 2023, 9:05 pm by renholding
As such, it does not always make sense to lump these institutions together. [read post]
11 Apr 2023, 9:05 pm by renholding
Institutions offer various mutual fund and exchange-traded fund (ETF) options to investors, and corporate bond holdings often make up a significant portion of their portfolios. [read post]
9 Apr 2023, 6:00 am by Lawrence Solum
Trade secret law, for example, aims at the opposite of transparency. [read post]
7 Apr 2023, 1:18 pm by Rebecca Tushnet
Criteria favoring a Brussels Effect are market size controlled by regulator—a lot of firms want to compete there; regulatory capacity/institutional expertise; stringent standards. [read post]
3 Apr 2023, 6:05 am by Ian Allen
CFIUS can institute compliance monitoring measures to ensure investments follow these agreements and can penalize infractions. [read post]
3 Apr 2023, 6:05 am by Paul Nelson
Trade Representative, consumer groups, and multilateral institutions describe a sophisticated ecosystem of actors that use online platforms to sell fake, stolen, or unsafe goods to unsuspecting consumers globally, including in many EMDEs. [read post]
31 Mar 2023, 9:00 am by Tom Clarkson
Priorities for investigations include digital assets, cyber security, ESG, and insider trading. [read post]
30 Mar 2023, 9:05 pm by Nabil Shaikh
The Federal Trade Commission (FTC) announced a new rule that creates a uniform anti-doping and drug testing program for racehorses. [read post]
29 Mar 2023, 11:15 am by Guest Author
In 1980, the Depository Institutions Deregulation and Monetary Control Act (DIDMCA) phased out deposit interest rate caps, lowered capital requirements, and broadened the range of permitted activities for federal thrifts. [read post]
29 Mar 2023, 5:16 am by Jim Dempsey
Moreover, the commission’s order stipulates that no finding of any assessment shall rely primarily on assertions or attestations by the corporate respondent’s management. [read post]
27 Mar 2023, 9:05 pm by renholding
Ray III, a bankruptcy veteran who oversaw Enron’s liquidation, took over as CEO he remarked, “Never in my career have I seen such an utter failure of corporate controls and such a complete absence of trustworthy financial information. [read post]
Section 5 empowers the FTC “to prevent persons, partnerships, or corporations . . . from using unfair methods of competition in or affecting commerce. [read post]
25 Mar 2023, 9:57 am
But the legitimacy of our democracy depends on the free trade of information and ideas, including across international borders. [read post]
24 Mar 2023, 6:30 am
Blaszczak Continues to Reshape Insider Trading Law Posted by Charles J. [read post]
24 Mar 2023, 6:30 am
Blaszczak Continues to Reshape Insider Trading Law Posted by Charles J. [read post]
17 Mar 2023, 4:35 am by David Lynn
Released to coincide with the start of the 2023 annual shareholder meeting season in most major global markets, the Global Board-Aligned Policy will enable subscribing institutions to focus their voting on widely accepted standards of good corporate governance and the protection of shareholder rights. [read post]