Search for: "In Re Securities and Exchange Commission"
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18 May 2022, 2:12 pm
If you’re aware of a SPAC that is defrauding investors, you may be wondering if you should go to the Securities and Exchange Commission (SEC) and become a whistleblower. [read post]
18 May 2022, 4:32 am
The Commission also intends to use the pivot away from Moscow to quicken its shift to green energy. [read post]
16 May 2022, 9:01 pm
Needless to say, that makes it difficult for us to assess whether there’s been a violation of the securities laws. [read post]
16 May 2022, 7:24 am
On February 28, the security forces began violently cracking down on peaceful protests and several people were killed. [read post]
13 May 2022, 6:13 am
Seniors need a cop on the beat and we’re here today to do something about it. [read post]
12 May 2022, 7:21 am
General Assembly first welcomed the preparation of the articles in 2002, in Res. 56/83, and has continued to review them periodically. [read post]
11 May 2022, 9:01 pm
First, in December, the Commission re-proposed new Exchange Act rule 9j-1 to prevent fraud, manipulation, and deception in connection with security-based swap transactions. [read post]
11 May 2022, 7:19 am
(relisted after the April 29 conference) Securities and Exchange Commission v. [read post]
10 May 2022, 8:27 am
Gerding was quick to reiterate from Peirce’s remarks that the proposal applies only to public companies subject to Exchange Act reporting requirements and not also to private companies. [read post]
8 May 2022, 9:01 pm
In the very first line of that bill, it said they were “amend[ing] the Securities Exchange Act of 1934 to remove barriers to competition. [read post]
6 May 2022, 4:27 am
Helsinki Commission on Wednesday, but were less certain about whether those actions constitute genocide. [read post]
5 May 2022, 9:08 pm
Securities and Exchange Commission’s (SEC) traditional test for determining whether a transaction qualifies as a security—the Howey test—is problematic for cryptocurrencies. [read post]
2 May 2022, 4:03 am
Commission for inclusion in its sixth round of sanctions against Moscow. [read post]
29 Apr 2022, 4:00 am
Career employees at the Defense Department decided they should not certify Yellow Corp. was critical to maintaining national security, which would mean the company could not qualify for a loan program created by Congress, the investigation found. [read post]
29 Apr 2022, 3:00 am
Notably, Musk’s initial filing with the Securities and Exchange Commission categorized his purchase as a passive stake—which immediately raised questions given his public comments about how Twitter is run. [read post]
27 Apr 2022, 9:59 am
These debt securities were re-named “L Bonds” in January 2015, according to a June 3, 2020 prospectus. [read post]
27 Apr 2022, 5:54 am
” According to the whistleblower complaint filed with the Securities and Exchange Commission (SEC), Facebook’s internal research concluded that 13.5 percent of teen girls on Instagram say the platform makes thoughts of “Suicide and Self-Injury” worse. [read post]
26 Apr 2022, 9:01 pm
They’re incredibly important — to individuals, companies, and governments in the U.S. and around the world. [read post]
26 Apr 2022, 12:23 pm
These debt securities were re-named “L Bonds” in January 2015, according to a June 3, 2020 prospectus. [read post]
22 Apr 2022, 12:30 pm
Michigan friends, we're heading to Plymouth on Friday, May 20 for a forum on the Michigan Constitution, featuring litigators, scholars, and retired Michigan Supreme Court Justice Stephen J. [read post]
