Search for: "Investment Management Company LLC"
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30 Mar 2022, 7:40 am
Boston Pads, LLC, 471 Mass. 566 (2015), the Federal District Court found that the ICL did not apply to a franchisor / franchisee relationship because “there is an ‘inherent conflict” between Prong A which requires the “worker” be “free from control in connection with the performance of the service” and the FTC Franchise Rule which contemplates a franchisor will “exert or [have] authority to exert a significant degree of control over the… [read post]
30 Mar 2022, 5:52 am
However, the economic environment at the time of the merger, size of the companies and management of the merger process all play a part in future returns for shareholders. [read post]
29 Mar 2022, 9:27 am
The Court reportedly ruled that the company didn’t adopt and implement written policies and procedures reasonably designed to prevent violations of the Investment Advisers Act. [read post]
29 Mar 2022, 6:15 am
Kay is managing partner/founder and Mike Kesner is partner at Pay Governance LLC. [read post]
24 Mar 2022, 6:17 am
However, the economic environment at the time of the merger, size of the companies and management of the merger process all play a part in future returns for shareholders. [read post]
23 Mar 2022, 3:51 pm
He has served on the board, or as part of the management of, some of the largest companies in the world, including as Special Committee Chairman of Purdue Pharma, CEO and CRO of SunEdison, CFO of Worldcom during its chapter 11 case, and as independent board member for Highland Capital Management, LP and WMC Mortgage, LLC. [read post]
22 Mar 2022, 12:31 pm
If you are concerned about investments with Dempsey Lord Smith LLC, the securities attorneys at The White Law Group may be able to help you. [read post]
21 Mar 2022, 11:09 am
If you are concerned about investments with Geneos Wealth Management Inc., the securities attorneys at The White Law Group may be able to help you. [read post]
21 Mar 2022, 4:29 am
” Madison Avenue Investment Partners, LLC (“MAIP”) was an investment LLC jointly owned by Ronald Dickerman (through his wholly owned company, “FER”) and Bryan Gordon (through his wholly owned company, “Harmony”). [read post]
16 Mar 2022, 6:27 am
Posted by Hannah Orowitz, Georgeson LLC, on Wednesday, March 16, 2022 Editor's Note: Hannah Orowitz is Senior Managing Director of ESG at Georgeson LLC. [read post]
14 Mar 2022, 1:59 pm
As an underwriting company, we assess, assume, and manage risk with insight and discipline. [read post]
14 Mar 2022, 11:38 am
Investors were directed to form an LLC to earn their return on investment. [read post]
13 Mar 2022, 11:24 am
Gensler’s Tweet describes that the new SEC effort will “build upon” the existing naming rules and conventions authorized by the Investment Company Act of 1940. [read post]
11 Mar 2022, 7:10 am
Ignatius Grande, Director at Berkeley Research Group LLC also joins us to share his experience and the topic of ethics in data analytics and legal technology, especially in the era of ESG in the legal market. [read post]
11 Mar 2022, 1:54 am
(CPA 18), a publicly registered non-traded real estate investment trust (REIT) managed by W.P. [read post]
10 Mar 2022, 9:14 am
TJX Companies, 2022 WL 174230, (N.D. [read post]
8 Mar 2022, 12:10 pm
The firm has a focus on fintech companies, broker-dealers, and investment managers (hedge fund, VC, PE, RIA, etc). [read post]
8 Mar 2022, 8:10 am
The firm has a focus on fintech companies, broker-dealers, and investment managers (hedge fund, VC, PE, RIA, etc). [read post]
7 Mar 2022, 10:12 pm
Companies and financial institutions should also be aware of other more extensive sanctions regimes that may apply to them in their dealings with Russian entities, and continually monitor the rapidly evolving Russia-related sanctions landscape to manage such sanctions risks. [read post]
7 Mar 2022, 8:44 am
The 8-K also said that the company’s board of directors had approved management to retain a restructuring advisor. [read post]
