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Agenda: IT & Telecoms Analysis Data Security Issues Ethical & Legal Data Security Requirements Who should attend: Heads of Equities Chief Investment Officers Researchers Hedge Fund Managers Portfolio Managers Heads of Fixed Income Marketing Officers Pension Plans & Consultants Date: July 13, 2011 Time: 7:00AM PDT / 10:00AM EDT 3:00PM BST / 4:00PM CEST Note: Hong Kong Time - July 13, 2011 (Wednesday) 10 pm Register! [read post]
11 Sep 2007, 3:59 pm
McKay, Margin Debt Hits Record $353 Billion on NYSE, Wall Street Journal, July 12, 2007). [read post]
13 Jun 2012, 12:15 pm
The rule by its own terms, carves out institutional accounts: So if you are a broker-dealer that sells to hedge funds, this is not a game changer. [read post]
24 Aug 2020, 10:57 am by John Floyd
This was evidenced in a July 31, 2020 decision denying a writ of review to an inmate who has served more than two decades in the Louisiana prison system for stealing a pair of hedge clippers. [read post]
25 Jul 2010, 1:08 pm by Hedge Fund Attorney
SEC News Release can be found here. **** Other related hedge fund law articles: Hedge Fund Registration Starting a Hedge Fund Mallon P.C. provides legal support and hedge fund compliance services to all types of investment managers. [read post]
27 Sep 2016, 6:44 am by Elizabeth Dalziel
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds and issuers of securities, among others. [read post]
27 Sep 2016, 6:44 am by Elizabeth Dalziel
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds and issuers of securities, among others. [read post]
18 Jul 2014, 10:40 am by nedaj
COLE-FRIEMAN & MALLON LLPwww.colefrieman.com July 10, 2014 FATCA Transitional Period. [read post]
15 Jun 2010, 11:25 pm by shellis
He says the corn will pollinate in July, beans will be made in August, and if the La Nina forms after that, there will be minimal crop impact. [read post]
24 Dec 2017, 11:33 am by nedaj
SAFT Background for Cryptocurrency Funds As we discussed in a recent post, the SEC Report on the DAO, issued in July of this year, discussed how the SEC views Initial Coin Offerings (ICOs). [read post]
28 Jun 2010, 1:41 pm by Barry Eagar
See my post of 25 July 2006. [read post]
14 Jul 2017, 9:01 am by Simon Lovegrove
View DexEU confirms UK position on European Commission’s proposals for enhanced supervision of third-country CCPs, 13 July 2017 [read post]
20 Sep 2008, 2:46 am
A report by outside investigators in July concluded that Freddie Mac manipulated its accounting to mislead investors, and critics have said Fannie Mae does not adequately hedge against rising interest rates. [read post]
3 Jul 2017, 6:01 am
Profusek, Jones Day, on Monday, July 3, 2017 Editor's Note: Lizanne Thomas and Robert A. [read post]
4 Mar 2019, 4:10 am by Andrew Lavoott Bluestone
In July 2012, plaintiff signed a retainer agreement with L&R to represent him in connection with any claims he might have against HSBC. [read post]