Search for: "MARY SCHAPIRO"
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9 Feb 2012, 8:27 am
In a Jan. 19 letter to SEC Chairman Mary Schapiro, the groups state: "while compliance with the pay ratio provision may seem straightforward, there are significant hurdles and burdens faced by the business community in attempting to comply with it . . .There is a widespread misperception that this information is readily available at the touch of a button. [read post]
18 Dec 2008, 4:41 pm
While I'm multi-tasking, here are a few things I'm thinking about today:Maybe a Mary Schapiro can whip the Securities and Exchange Commission into shape. [read post]
22 Nov 2010, 4:06 pm
SEC Chairman Mary Schapiro says that the proposed rule would be an important way to make sure that the swap market is run with integrity while allowing the Commission the chance to target potential fraud or other misconduct through enforcement. [read post]
26 Jan 2010, 8:00 am
This article seems to be one of the bases for SEC Commissioner Mary Schapiro belief that Professor Hu will be able to predict the next market problem. [read post]
30 Aug 2012, 9:30 pm
SEC Chairperson Mary Schapiro said she did not have the support of her fellow commissioners to propose new money market reform rules. [read post]
23 Sep 2010, 8:00 am
According to SEC Chairman Mary Schapiro, "[u]nder these proposed rules, investors would have better information about a company's financing activities during the course of a reporting period - not just a period-end snapshot. [read post]
6 May 2009, 7:41 am
And, there was the departure of Enforcement Head Linda Chatman Thomsen within weeks of Mary Schapiro’s appointment as Chair of the SEC. [read post]
13 Feb 2011, 11:46 am
In a letter to SEC Chair Mary Schapiro, the Senator, a leading member of the Banking Committee, also urged the SEC to review policies concerning when exchanges and other trading companies are required to publicly report information on security breaches, and what the effects of the timing of such revelations are on both criminal investigations and markets.Nasdaq OMX Group has acknowledged that, over the course of the past year, hackers of unknown origin repeatedly tried to break… [read post]
11 Sep 2009, 8:41 am
" SEC Chairman Mary Schapiro, commenting on the report, said, "His report makes clear that the agency missed numerous opportunities to discover the fraud. [read post]
22 Dec 2010, 11:39 am
The possible legislative delay of Dodd-Frank regulations was heralded by an earlier letter from Financial Services Committee Chair Spencer Bachus (Rp-AL) to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler stating that Congress will consider legislation to delay the statutory deadlines in Dodd-Frank if that will allow the SEC and CFTC to move deliberately and carefully to ensure that the derivatives regulatory regime is correctly implemented. [read post]
19 Jun 2011, 9:29 am
In a letter to the SEC Chair Mary Schapiro, he noted that the registration of banks offering traditional banking products to municipalities was not the focus of Section 975 of Dodd-Frank and was not intended by Congress. [read post]
19 May 2010, 7:36 pm
Schapiro (who had some inspiring words on the economy and the profession of law). [read post]
11 May 2010, 1:38 pm
Meanwhile, SEC Chairman Mary Schapiro testified before the Financial Services Committee's Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises this afternoon to summarize the events of May 6, provide an overview of the current market structure and discuss various regulatory tools to be considered "in determining how best to maintain fair and orderly financial markets and to prevent severe market disruptions in the future. [read post]
13 Apr 2011, 6:30 am
Most notably those steps include: • A clear statement from SEC Chairman Mary Schapiro that companies need to make engagement a priority; • Guidance from the staff of the Division of Corporation Finance that meetings between corporate directors and shareholders are not prohibited by Regulation FD; and • A section in the SEC’s recent concept release on the U.S. proxy voting system dedicated to exploring ways to improve shareholder communications and participation… [read post]
19 May 2011, 8:52 am
SEC Chairman Mary Schapiro said the proposals are “intended to strengthen the integrity and improve the transparency of credit ratings. [read post]
22 Aug 2012, 6:01 am
Schapiro, who advocated for the program. [read post]
12 May 2011, 4:56 am
According to SEC Chairman Mary Schapiro, about 22% of the SEC’s enforcement cases in 2010 year involved investor fraud from securities offerings. [read post]
16 Dec 2011, 7:54 am
In earlier testimony before the Senate Banking Committee, SEC Chair Mary Schapiro noted that the Dodd-Frank Reserve Fund would allow the SEC to respond to unexpected market events, invest in multi-year IT projects, and manage authorized programs during continuing resolutions. [read post]
23 Aug 2012, 9:30 pm
The chair of the Securities and Exchange Commission (SEC), Mary Schapiro, called off a highly anticipated vote on proposed money market reforms after three commissioners declared their opposition. [read post]
21 Jun 2012, 1:22 pm
According to SEC Chairman Mary L. [read post]
