Search for: "MARY SCHAPIRO"
Results 521 - 540
of 901
Sort by Relevance
|
Sort by Date
27 Oct 2010, 9:12 pm
SEC Chairman Mary Schapiro denied the allegation. [read post]
19 Oct 2010, 12:40 pm
Mary Schapiro, chairman of the U.S. [read post]
15 Oct 2010, 5:54 pm
The proposed regulation has a relatively short public comment period of 30 days.According to SEC Chair Mary Schapiro, the concern about conflicts of interest stems from the fact that the over-the-counter derivatives markets have a relatively high concentration of market activity through a limited number of dealers who earn significant revenues from their transactions. [read post]
15 Oct 2010, 12:10 pm
According to SEC Chairman Mary Schapiro, "[t]his interim final rule provides a means for the Commission to gain a better understanding of the security-based swap markets, including their size and scope". [read post]
30 Sep 2010, 12:57 pm
SEC Chairman Mary L. [read post]
29 Sep 2010, 1:01 pm
Current SEC Chair Mary Schapiro, in her hearings to be appointed to the SEC, said IFRS would be a “race to the bottom. [read post]
28 Sep 2010, 7:01 am
For roughly 75 minutes, current Commission Chair Mary Schapiro and former chairs Richard Breeden (1989-1993) and Harvey Pitt (2001-2003) spoke on topics... [read post]
23 Sep 2010, 8:00 am
According to SEC Chairman Mary Schapiro, "[u]nder these proposed rules, investors would have better information about a company's financing activities during the course of a reporting period - not just a period-end snapshot. [read post]
20 Sep 2010, 8:04 pm
In testimony before the House Financial Services Committee, SEC Chair Mary Schapiro said that Sec. 929I enhances the SEC's ability to examine the firms it regulates by clarifying that the Commission can protect information gathered in the examination process from the regulated firms. [read post]
16 Sep 2010, 2:14 pm
Mary L. [read post]
8 Sep 2010, 11:25 am
Securities and Exchange Commission Chairman Mary Schapiro discussed the "flash crash" of May 6 and the steps taken by the SEC to strengthen equity market structure. [read post]
8 Sep 2010, 9:45 am
While SEC Chairman Mary Schapiro outlined the the rule's benefits, SEC Commissioner Troy A. [read post]
7 Sep 2010, 11:06 pm
Schapiro, said on Tuesday. [read post]
6 Sep 2010, 2:55 pm
Recently, the FDIC held a roundtable on the Title II liquidation authority.SEC Chair Mary Schapiro emphasized the need for a team approach to resolution, including the primary regulators, since these firms often have multiple subsidiaries and affiliates and multiple regulators. [read post]
2 Sep 2010, 4:28 am
Management said frontline lawyers, accountants and examiners are still recovering from a restructuring that started last year with the appointment of Chairwoman Mary Schapiro; the replacement of about a dozen senior managers; and a turnaround in culture. [read post]
30 Aug 2010, 10:19 am
" Flash forward to 2009 at the Securities and Exchange Commission, where Chairman Mary Schapiro handed senior roles to former union pension fund officials and last week rewarded such funds with more influence over corporate America. [read post]
26 Aug 2010, 8:05 am
In describing the need for the new rules, SEC Chairman Mary Schapiro stated that [a]s a matter of fairness and accountability, long-term significant shareholders should have a means of nominating candidates to the boards of the companies that they own...Nominating a director candidate is not the same as electing a candidate to the board. [read post]
25 Aug 2010, 7:00 am
“As a matter of fairness and accountability, long-term significant shareholders should have a means of nominating candidates to the boards of the companies that they own," SEC Chairman Mary Schapiro said at today’s open meeting. [read post]
19 Aug 2010, 5:00 am
According to Chair Mary Schapiro back then: “funds were losing investor assets faster than they were attracting new assets. [read post]
18 Aug 2010, 4:53 pm
In a letter to SEC Chair Mary Schapiro, the senators also urged the Commission to require companies to explicitly justify why they have not brought those liabilities onto the balance sheet. [read post]
