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18 Feb 2020, 5:53 am by Staff Attorney
In September 2016 a customer complained that Arford violated the securities laws by alleging that Arford in mid-2012 participated in the sale of unapproved and unsuitable investments in oil and gas and a penny stock. [read post]
2 Oct 2018, 4:31 am by Bob Ambrogi
Software Technology LLC, developer of Tabs3 Software, a leading desktop law practice management program, has acquired CosmoLex, one of the leading cloud-based practice management platforms. [read post]
6 Apr 2020, 5:35 am by Kate Sedey
  The post Businesses Step Up: Companies Doing Good During COVID appeared first on Case + Sedey, LLC. [read post]
23 Apr 2019, 8:00 am by Kevin Kaufman
Noncorporate net income has outpaced corporate consistently since 1997, apart from a brief period in the mid-2000s when corporate net income spiked at the top of a business cycle. [read post]
22 Jun 2012, 8:05 am
" Starting in mid-2007, Persaud operated the now inactive White Elephant Trading Company, while separately also being a registered representative at a Florida-based broker dealer. [read post]
15 Apr 2020, 8:56 am by zamansky
The post Clients Get Burned When Brokers Sugarcoat Investment Risk appeared first on Zamansky LLC. [read post]
14 Oct 2010, 7:45 pm by Randall Reese
To further research the pleading, the case, or the issue, please visit www.netdockets.com and sign up for a trial account or, if you are at a mid-size or large firm, please contact us for more information about our large firm solutions. [read post]
3 Jul 2007, 9:43 am
Lightfoot Franklin & White LLC's Alabama Appellate Watch, highlighting civil appellate developments in AlabamaEnjoy the mid-week holiday tomorrow, and keep checking back for updates on new LexBlog blogs. [read post]
  Just last November, the DOJ sued to block a merger between National CineMedia and its largest competitor, Screenvision LLC, claiming that the merger would have created a monopoly in the market for movie advertising. [read post]
8 May 2020, 9:24 am by Fornaro Law
You bought a new investment property, open an LLC, you’re doing an asset purchase of a local business, open another LLC, no, maybe a corporation. [read post]
4 Apr 2023, 1:19 pm by The White Law Group
    Fortune Financial Services, a mid-sized broker-dealer based in Monaca, Pennsylvania reportedly has four regulatory events on their broker profile, according to FINRA, the self-regulator that oversees brokers and brokerage firms. [read post]
9 Mar 2015, 6:47 am
On November 7, 2013, Defendants told [Morici] that his order would be delayed further and would not be shipped until mid-December. [read post]
15 Jun 2010, 6:55 pm by Randall Reese
In addition, please contact us directly to learn more about special free trial and payment options for mid-size and large law firms. [read post]
1 Apr 2013, 10:39 am by Walter James
 He was also affiliated with several other business entities associated with Absolute Fuels, including Absolute Milling, LLC; Ellipse Energy, LLC; 21 Investments,LLC; and YGOG Holdings, LLC. [read post]
23 Jul 2012, 3:00 am by Peter A. Mahler
Background The case involves two New York LLCs, originally known as FLA Asset Management, LLC and FLA Advisors, LLC, that were registered investment advisors and subsidiaries of Forstmann-Leff. [read post]
9 Jan 2020, 6:00 am by Matthew Schoonover
In 2019, as part of an application to the HUBZone Program, the SBA conducted a formal size determination of Mid-Continent Group, LLC. [read post]
25 Feb 2010, 6:31 am by Mark Maddox
Other defendants in the case include Benefit Contract Administrators LLC, Mid Atlantic Insurance Agencies, LivingWell Healthcare of Virginia LLC, Everett Awnings doing business as Roberts Awnings, and FIC Financial Group. [read post]