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12 May 2016, 11:17 am
Attorney’s Office for the Northern District of California.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 May 2016, 9:26 am
Postal Inspection Service.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 May 2016, 8:00 am
Agenda9:30 a.m.Co-Chairs call meeting to orderIntroductory Remarks by Chair Mary Jo White and Commissioners Kara Stein and Michael Piwowar10:00 a.m.Accredited Investor DefinitionPresentation from SEC Division of Corporation Finance staff on the December 2015 “Report on the Review of the Definition of ‘Accredited Investor’”Committee discussion11:30 a.m.Lunch Break and Administrative Session1:30 p.m.Regulation D and General SolicitationPresentation by SEC Division of… [read post]
11 May 2016, 5:21 am
Call nationally recognized securities attorney Mark Astarita at 212-509-6544. 30 years of FINRA Regulatory and Enforcement experience. [read post]
6 May 2016, 10:22 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
4 May 2016, 8:09 am
Attorney’s Office for the District of New Jersey and the New Jersey Bureau of Securities.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
3 May 2016, 12:44 pm
The final rules will become effective 30 days after publication in the Federal Register.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
3 May 2016, 10:28 am
Attorney’s Office for the Eastern District of New York, the Federal Bureau of Investigation, and the Financial Industry Regulatory Authority.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
2 May 2016, 12:47 pm
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Apr 2016, 9:14 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Apr 2016, 7:00 am
---Mark Astarita is a New York securities lawyer who represents investors and financial professionals across the country in securities arbitrations and investigations, and has been doing so for over 25 years. [read post]
27 Apr 2016, 9:03 am
The Securities and Exchange Commission today voted to publish for public comment a proposed national market system (NMS) plan to create a single, comprehensive database that would enable regulators to efficiently track all trading activity in the U.S. equity and options market. [read post]
21 Apr 2016, 2:17 pm
Discussion of Next Steps/ Adjournment // SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
21 Apr 2016, 1:12 pm
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
19 Apr 2016, 7:58 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
18 Apr 2016, 8:21 am
ET or contact filingfees@sec.gov.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
15 Apr 2016, 9:21 am
Rosen and supervised by John Berry.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
15 Apr 2016, 6:03 am
The rules are designed to enhance transparency, facilitate informed customer decision-making and heighten standards of professional conduct to better protect investors.Highlights of the RulesProvisions Applicable to Security-Based Swap EntitiesThe rules, among other things, require security-based swap dealers and major security-based swap participants to:· Verify whether a counterparty is an eligible contract participant and whether it is… [read post]
15 Apr 2016, 6:03 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
14 Apr 2016, 8:57 am
The SEC appreciates the assistance of the Office of the Vermont Attorney General and other authorities in Vermont.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
